DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from World Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sabrina Phillips Freeman | World Investment Advisors, LLC institutional | LPL Financial LLC BD affiliated | Other | May 26, 2021 | Jun 18, 2021 |
| Russell Byrom | World Investment Advisors, LLC BD affiliated | Precision Fiduciary Partners, LLC institutional | Other | Feb 3, 2021 | Dec 10, 2021 (310 d) |
| Devyn Lisa-Amber Duex | World Investment Advisors, LLC BD affiliated | Captrust other | Other | Dec 31, 2020 | Dec 7, 2015 |
| Panfilo Costantini | World Investment Advisors, LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Nov 18, 2020 | Dec 3, 2020 |
| Scott Robertson Ondek | World Investment Advisors, LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Nov 4, 2020 | Nov 5, 2020 |
| Logan Christopher Spaw | World Investment Advisors, LLC BD affiliated | Three Sixty Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Sep 16, 2020 (34 d) |
| Timothy Michael Hogan | World Investment Advisors, LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | May 26, 2020 |
| Michael Abate | World Investment Advisors, LLC BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2020 | May 8, 2020 |
| Erick Glenn Schenkhuizen | World Investment Advisors, LLC BD affiliated | Claraphi Advisory Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2020 | Mar 11, 2020 |
| Thomas Paul Muldoon | World Investment Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2020 | Mar 17, 2020 (33 d) |
| Angela D Mansfield | World Investment Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2020 | Apr 1, 2020 (50 d) |
| Paul Michael Lassalle | World Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | Dec 14, 2020 (563 d) |
| Steven Edward Sansone | World Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2019 | Jan 1, 2025 (2048 d) |
| Kenneth Rogers | World Investment Advisors, LLC BD affiliated | Captrust institutional | Other | Feb 13, 2019 | Jan 29, 2019 |
| Jenifer Heatwole Nesselrodt | World Investment Advisors, LLC BD affiliated | Captrust institutional | Other | Feb 13, 2019 | Jan 22, 2019 |
| Ralph R Coppola | World Investment Advisors, LLC BD affiliated | Ivy Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2018 | Dec 27, 2018 |
| Brittney Renee Roberts Marshall | World Investment Advisors, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Feb 1, 2018 | Jan 28, 2020 (726 d) |
| Raymond Eugene Gay | World Investment Advisors, LLC other | Private Advisor Group, LLC other | Other | Feb 13, 2017 | Jan 5, 2017 |
| Deanna Raquel Bamford | World Investment Advisors, LLC other | Captrust institutional | Other | Dec 31, 2016 | Jan 1, 2025 (2923 d) |
| Taria Dawn Agbelusi | World Investment Advisors, LLC other | Captrust other | Other | Dec 31, 2016 | Dec 7, 2015 |
Page 2 of 2Previous
80 moves match.