DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cutter & Company, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deborah Marie CastiglioniCutter & Company, Inc. independent RIAProspera Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 25, 2025May 22, 2025
Michael Hong ChoCutter & Company, Inc. independent RIAArmor Wealth Strategies, LLC state registeredRIA to a state-registered adviserMar 5, 2025Mar 10, 2025
Kathleen O'TooleCutter & Company, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 16, 2024Jun 4, 2024 (49 d)
Sage Jones LakeCutter & Company, Inc. independent RIAOn Investment Management Co BD affiliatedRIA to affiliated broker-dealer or bankJun 24, 2022Aug 4, 2022 (41 d)
Hylan A HarperCutter & Company, Inc. independent RIALoyal Wealth Management LLC state registeredRIA to a state-registered adviserDec 5, 2019Dec 5, 2019
Gary Allen ScottCutter & Company, Inc. independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2019Nov 18, 2019
Theodore Bryant EsserCutter & Company, Inc. independent RIAB & B Financial Planning Co., Inc. state registeredRIA to a state-registered adviserMar 12, 2019Apr 23, 2019 (42 d)
Shon P AndersonCutter & Company, Inc. otherAnderson Financial Strategies, LLC independent RIAOtherMar 15, 2018Feb 16, 2018
Timothy Ray BrownCutter & Company, Inc. otherAnderson Financial Strategies, LLC independent RIAOtherMar 15, 2018Mar 16, 2018
Stuart Ray MillerCutter & Company, Inc. otherAmeriprise Financial Services, LLC national BDOtherJan 30, 2018Jan 30, 2018
Gary Steven ShellerCutter & Company, Inc. otherSheller Wealth Management, Inc. state registeredOtherSep 29, 2017Oct 5, 2017
Ashley Elizabeth ArnoldCutter & Company, Inc. otherSheller Wealth Management, Inc. state registeredOtherSep 29, 2017Oct 5, 2017
Brett Anthony MuddCutter & Company, Inc. otherMML Investors Services, LLC otherOtherAug 1, 2017Oct 2, 2017 (62 d)
Michael David ZimmermanCutter & Company, Inc. otherCapital Management Services, Inc. independent RIAOtherDec 31, 2016Jan 25, 2017
Joshua Wayne ArmstrongCutter & Company, Inc. otherAis Financial state registeredOtherOct 18, 2016Aug 23, 2017 (309 d)
Sara Ann PelikanCutter & Company, Inc. otherEdward Jones national BDOtherJun 28, 2013Mar 19, 2018 (1725 d)
Jeffery W. LeathersCutter & Company, Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherJul 18, 2012Sep 7, 2012 (51 d)
Kerry D RogersCutter & Company, Inc. otherClark Financial Services Group, Inc. otherOtherDec 31, 2010May 19, 2017 (2331 d)
Charles Franklin WeedCutter & Company, Inc. otherFiduciary Tactical Strategies, Inc. state registeredOtherDec 31, 2010May 13, 2011 (133 d)
Michael TsiaklidesCutter & Company, Inc. otherAvantax Advisory Services otherOtherDec 31, 2009Jan 25, 2010
Mark Ronald RobertsCutter & Company, Inc. otherInvestment Advisors Corp otherOtherMay 18, 2009May 19, 2009
Robin Dale MarchbanksCutter & Company, Inc. otherLPL Financial LLC otherOtherOct 18, 2006Oct 18, 2006
Kenneth Bruce CohenCutter & Company, Inc. otherR.T. Jones Capital Equities, Inc. unclassifiedOtherJul 9, 2003Jul 12, 2004 (369 d)
David Stuart WestphalCutter & Company, Inc. otherSpc otherOtherJun 30, 2003Jan 12, 2004 (196 d)
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24 moves match.