DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Epstein And White Financial LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth D BobadillaEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Alan John DavisEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Micah Robert CumminsEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Jun 29, 2023 (723 d)
Sean Michael O'ConnorEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Schane Pierce GoheenEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Raphael AzizEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Sandra Jean MappEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Caleb Samuel RodriguezEpstein And White Financial LLC independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 6, 2021Feb 13, 2023 (587 d)
Patrick Michael WynneEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Patrick Manderson ComerEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Brian Russell JelligEpstein And White Financial LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIAJul 6, 2021Apr 27, 2021
Collin James ClarkEpstein And White Financial LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 23, 2020Aug 10, 2021 (260 d)
Calvin J CelentanoEpstein And White Financial LLC independent RIATd Ameritrade, Inc. no RAUMOtherDec 26, 2018Feb 7, 2019 (43 d)
Andrew G RosnerEpstein And White Financial LLC independent RIAWoodbury Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2018May 3, 2018
Gabriel Seth AdamsEpstein And White Financial LLC otherBeta Wealth Group, Inc otherOtherJun 27, 2017Jun 30, 2017
Page 1 of 1
15 moves match.