DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Steward Partners Investment Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Michael NataleSteward Partners Investment Advisory, LLC independent RIAPks Advisory Services, LLC independent RIARIA to RIAMay 6, 2021Apr 30, 2021
Joann Patricia McdevittSteward Partners Investment Advisory, LLC independent RIABenjamin F. Edwards & Company, Incorporated BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2021Apr 6, 2021
Jenny Sue SiderisSteward Partners Investment Advisory, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 25, 2021Apr 2, 2021 (36 d)
Michael McnameeSteward Partners Investment Advisory, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankJan 15, 2021Jan 22, 2021
Todd Michael SeymourSteward Partners Investment Advisory, LLC independent RIAPersonalized Financial Solutions LLC no RAUMRIA to a newly registered adviserNov 11, 2020Feb 17, 2021 (98 d)
Austin Lane HuntSteward Partners Investment Advisory, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankNov 11, 2020Nov 19, 2020
Michael Joseph DorseySteward Partners Investment Advisory, LLC independent RIABoston Family Office LLC independent RIARIA to RIAAug 21, 2020Sep 29, 2020 (39 d)
Ashley Nicole BerberianSteward Partners Investment Advisory, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMay 18, 2020Dec 10, 2020 (206 d)
Daniel Torrey BinghamSteward Partners Investment Advisory, LLC independent RIAPeirce Capital Management, LLC independent RIARIA to RIAMay 4, 2020Jun 8, 2020 (35 d)
Andrew J SmallSteward Partners Investment Advisory, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2020Aug 19, 2020 (107 d)
Christopher Lowen Mueller DavisSteward Partners Investment Advisory, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseJun 20, 2018Jul 11, 2018
Kenneth MathiesonSteward Partners Investment Advisory, LLC otherLaidlaw Wealth Management LLC independent RIAOtherFeb 16, 2017Jan 11, 2018 (329 d)
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72 moves match.