DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Heritage Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Louis BollHeritage Wealth Management, LLC independent RIAHeritage Family Offices, Llp independent RIARIA to RIAMar 5, 2024Jun 12, 2024 (99 d)
David Elgin MaxeyHeritage Wealth Management, LLC independent RIAHeritage Family Offices, Llp no RAUMOtherMar 5, 2024Mar 15, 2023
Michael Brent FrostHeritage Wealth Management, LLC independent RIAJuncture Wealth Strategies, LLC otherOtherMar 5, 2024Jul 24, 2017
Brent James EmchHeritage Wealth Management, LLC independent RIAHeritage Family Offices, Llp no RAUMOtherMar 5, 2024Feb 3, 2023
Christian Mark HarrisHeritage Wealth Management, LLC independent RIAHeritage Family Offices, Llp no RAUMOtherMar 5, 2024Feb 3, 2023
Zachary Michael ThomasHeritage Wealth Management, LLC independent RIAGrowth Horizons Wealth Management LLC state registeredRIA to a state-registered adviserMar 5, 2024Sep 18, 2023
Bryan Alan LeinartHeritage Wealth Management, LLC independent RIAScf Investment Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 10, 2023May 9, 2023
Thomas William McauliffeHeritage Wealth Management, LLC independent RIAConscious Capital Wealth Management, LLC independent RIARIA to RIAMay 3, 2023May 5, 2023
Stephen SpachHeritage Wealth Management, LLC independent RIAPinion Wealth Management, LLC independent RIARIA to RIAMay 3, 2023Apr 18, 2023
David Tyler HeymannHeritage Wealth Management, LLC independent RIATrek Financial independent RIARIA to RIAApr 7, 2023Mar 2, 2023
Emily FaulknerHeritage Wealth Management, LLC independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2023Jan 10, 2024 (334 d)
Darryl Joseph ChouinardHeritage Wealth Management, LLC independent RIANepsis, Inc. independent RIARIA to RIAJan 25, 2023Jan 23, 2023
Edward Arthur MckelveyHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAJan 25, 2023Jan 24, 2023
Jason DuffautHeritage Wealth Management, LLC independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2023Jan 4, 2023
Michael LawrenceHeritage Wealth Management, LLC independent RIAWealthspire Advisors independent RIARIA to RIANov 21, 2022Jun 1, 2023 (192 d)
Jared Duane WilliamsHeritage Wealth Management, LLC independent RIATrek Financial independent RIARIA to RIANov 17, 2022Dec 7, 2022
Kurt James ObermillerHeritage Wealth Management, LLC independent RIANepsis, Inc. independent RIARIA to RIAJun 3, 2022Jun 7, 2022
Joel Arthur BeyerHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAApr 20, 2022Apr 18, 2022
Patrick Timothy FreemanHeritage Wealth Management, LLC independent RIARfg Advisory, LLC independent RIARIA to RIAApr 20, 2022Apr 18, 2022
Carson James GroverHeritage Wealth Management, LLC independent RIAOnyx Bridge Wealth Group LLC independent RIARIA to RIAJan 26, 2021Jan 26, 2021
Jack Andrew BarkerHeritage Wealth Management, LLC independent RIAJuncture Wealth Strategies, LLC independent RIARIA to RIADec 14, 2018Sep 21, 2018
Barry Scott RhonemusHeritage Wealth Management, LLC independent RIAJuncture Wealth Strategies, LLC independent RIARIA to RIADec 14, 2018Sep 14, 2018
Tyler Robert KarlHeritage Wealth Management, LLC independent RIAJuncture Wealth Strategies, LLC otherOtherDec 14, 2018Jan 17, 2018
Connor Pierce SmithHeritage Wealth Management, LLC independent RIAJuncture Wealth Strategies, LLC independent RIARIA to RIADec 14, 2018Sep 14, 2018
Jeffrey Michael JonesHeritage Wealth Management, LLC independent RIAFoothills Advisors, LLC independent RIARIA to RIAOct 17, 2018Oct 19, 2018
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25 moves match.