| Teresa Sue Griesemer | Voya Financial Advisors, Inc. other | Cambridge Investment Research, Inc. unclassified | Other | May 28, 2003 | May 19, 2003 |
| Johan Henrik Frisell | Voya Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | May 28, 2003 | May 16, 2003 |
| Clayton Thomas Murdy | Voya Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | May 22, 2003 | May 16, 2003 |
| Timothy Neil Tremblay | Voya Financial Advisors, Inc. other | Centaurus Financial, Inc. other | Other | May 21, 2003 | May 16, 2003 |
| Bradley Kent Allen | Voya Financial Advisors, Inc. other | Coast Capital Management state registered | Other | May 1, 2003 | Jan 26, 2004 (270 d) |
| Paul Richard Himmelstein | Voya Financial Advisors, Inc. other | Westminster Financial Advisory Corp other | Other | Apr 30, 2003 | Jun 20, 2003 (51 d) |
| Kimberly Whitten Choiniere | Voya Financial Advisors, Inc. other | Cue Financial Group, Inc. other | Other | Apr 21, 2003 | Apr 22, 2003 |
| David Dean Polatis | Voya Financial Advisors, Inc. other | Managed Wealth Advantage, LLC state registered | Other | Apr 7, 2003 | Oct 9, 2012 (3473 d) |
| Dominique Godfroy Henri Vercaemert | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Mar 20, 2003 | Apr 16, 2003 |
| Matthew Geoffrey Buetow | Voya Financial Advisors, Inc. other | Money Concepts Advisory Service other | Other | Mar 19, 2003 | Mar 20, 2003 |
| Timothy Moore Creech | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Mar 18, 2003 | Mar 27, 2003 |
| Sean Christopher Tucker | Voya Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Mar 17, 2003 | May 12, 2003 (56 d) |
| G Scott Diddel | Voya Financial Advisors, Inc. other | Spc other | Other | Mar 13, 2003 | Mar 13, 2003 |
| Timothy John Watters | Voya Financial Advisors, Inc. other | Watters Financial Services, LLC other | Other | Mar 3, 2003 | Apr 19, 2012 (3335 d) |
| Brenda Lynne Larkin | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 11, 2003 | Feb 14, 2003 |
| Steven Daniel Lombardo | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 11, 2003 | Feb 11, 2003 |
| Norman Andre Nadeau | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 11, 2003 | Feb 11, 2003 |
| Bryan Wallace Gray | Voya Financial Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Feb 11, 2003 | Feb 7, 2003 |
| Richard Elliott Clough | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 10, 2003 | Mar 6, 2003 |
| Siamak Ghajar Dowlatshahi | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 10, 2003 | Mar 6, 2003 |
| David Houghton Wood | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 10, 2003 | Mar 6, 2003 |
| Mark William Goldberg | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Feb 10, 2003 | Feb 11, 2003 |
| Gary Edward Schantz | Voya Financial Advisors, Inc. other | Spc other | Other | Feb 3, 2003 | Jan 30, 2003 |
| Mark Valentine Gardner | Voya Financial Advisors, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Dec 31, 2002 | Sep 15, 2003 (258 d) |
| Albert Jay Munoz | Voya Financial Advisors, Inc. other | Planmember Securities Corporation other | Other | Dec 31, 2002 | Jan 9, 2003 |
| William Thomas Saunders | Voya Financial Advisors, Inc. other | Capital Investment Advisors other | Other | Dec 13, 2002 | Dec 10, 2004 (728 d) |
| William Charles Bracken | Voya Financial Advisors, Inc. other | Transamerica Financial Advisors, LLC other | Other | Dec 12, 2002 | Dec 12, 2002 |
| Brad Lyons Wilson | Voya Financial Advisors, Inc. other | Diversify Wealth Management, LLC independent RIA | Other | Nov 27, 2002 | Jan 8, 2025 (8078 d) |
| Ralph Stanley Wendell | Voya Financial Advisors, Inc. other | Pmg Asset Management Inc unclassified | Other | Nov 8, 2002 | Nov 11, 2002 |
| Donald Terrell Walters | Voya Financial Advisors, Inc. other | Voya Financial Partners, LLC other | Other | Nov 1, 2002 | Jun 29, 2006 (1336 d) |
| William Nephi Allen | Voya Financial Advisors, Inc. other | LPL Financial LLC other | Other | Oct 21, 2002 | Apr 12, 2004 (539 d) |
| John Enochs Pinkley | Voya Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Sep 30, 2002 | Oct 7, 2002 |
| James Vernon Regier | Voya Financial Advisors, Inc. other | The Masters, Inc. unclassified | Other | Aug 15, 2002 | Aug 13, 2002 |
| Earl Samual Greer | Voya Financial Advisors, Inc. other | State Farm Investment Management Corp. asset manager | Other | Jul 2, 2002 | Aug 9, 2018 (5882 d) |
| Robert Francis Sullivan | Voya Financial Advisors, Inc. other | Nathan & Lewis Securities, Inc. unclassified | Other | Jul 1, 2002 | Jun 28, 2002 |
| John Michael May | Voya Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Jun 26, 2002 | Jul 11, 2002 |
| Bobby Ray Payne | Voya Financial Advisors, Inc. other | Spc other | Other | Apr 8, 2002 | Apr 16, 2002 |
| Paul Gordon Ewell | Voya Financial Advisors, Inc. other | Spc other | Other | Apr 5, 2002 | Jul 8, 2003 (459 d) |