DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Century Investments Private Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Whitney L ItanoAmerican Century Investments Private Client Group, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 4, 2020May 7, 2021 (368 d)
Sean BryantAmerican Century Investments Private Client Group, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherApr 23, 2020May 21, 2020
Marco B MirosAmerican Century Investments Private Client Group, Inc. independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2019Oct 9, 2019
Matthew Cole McconnellAmerican Century Investments Private Client Group, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 16, 2019Aug 9, 2019
Michael William PersellAmerican Century Investments Private Client Group, Inc. independent RIACopper Financial independent RIARIA to RIAJul 8, 2019Jun 26, 2019
Svetla D Vavova-CliffordAmerican Century Investments Private Client Group, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJun 19, 2019Jul 17, 2019
Nicholis ColeAmerican Century Investments Private Client Group, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 1, 2019Apr 29, 2019
Chase Thomas KeelerAmerican Century Investments Private Client Group, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 18, 2019May 14, 2019 (57 d)
Taylor Brianne AhernAmerican Century Investments Private Client Group, Inc. independent RIACopper Financial independent RIARIA to RIAJun 1, 2018Jun 5, 2018
Brent HoskinsAmerican Century Investments Private Client Group, Inc. no RAUMLexaurum Advisors independent RIAOtherMar 20, 2018Apr 23, 2018 (34 d)
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70 moves match.