DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Simplicity Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Paul Chalifoux | Simplicity Wealth independent RIA | Empower Advisory Group, LLC other | Other | Apr 6, 2021 | Jun 24, 2021 (79 d) |
| Richard David Staves | Simplicity Wealth independent RIA | Verity Asset Management independent RIA | RIA to RIA | Mar 19, 2021 | Mar 3, 2021 |
| Tayvon Rakeem Jackson | Simplicity Wealth independent RIA | Jenkins Wealth independent RIA | RIA to RIA | Mar 19, 2021 | Jul 21, 2021 (124 d) |
| Nicholas Henry Heinrich | Simplicity Wealth independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 17, 2020 | Jan 1, 2025 (1476 d) |
| Leonard Aaron Williamson | Simplicity Wealth independent RIA | Emerson Equity LLC other | Other | Sep 14, 2020 | Sep 2, 2020 |
| Mcgarry P Murray | Simplicity Wealth independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Jun 1, 2020 | Jun 8, 2020 |
| Connor Ross Gaffney | Simplicity Wealth no RAUM | Plante Moran Financial Advisors independent RIA | Other | Mar 30, 2020 | Mar 30, 2020 |
| Palmerino Pasquale Santaniello | Simplicity Wealth no RAUM | Brookstone Capital Management LLC independent RIA | Other | Mar 4, 2020 | Mar 3, 2020 |
| Brian L Johnson | Simplicity Wealth no RAUM | Osaic Institutions, Inc. BD affiliated | Other | Jan 14, 2020 | Oct 22, 2020 (282 d) |
| Bryon Keith Spicer | Simplicity Wealth no RAUM | Truvestments Capital LLC independent RIA | Other | Jan 8, 2020 | Jul 14, 2024 (1649 d) |
| Chad Truman Rose | Simplicity Wealth no RAUM | La Capital Wealth Management unclassified | Other | Aug 15, 2019 | Aug 5, 2019 |
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71 moves match.