DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fidelity Institutional Wealth Adviser LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul MaFidelity Institutional Wealth Adviser LLC mixed wealthBg Investment Services, LLC mixed wealthRIA to RIAJul 11, 2026Jul 30, 2026
Michael V PorcoFidelity Institutional Wealth Adviser LLC mixed wealthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJan 8, 2026Aug 25, 2026 (229 d)
Kyle A. JonesFidelity Institutional Wealth Adviser LLC mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2026Apr 22, 2026 (104 d)
Robert Lee VinesFidelity Institutional Wealth Adviser LLC mixed wealthEnvestnet Pmc independent RIARIA to RIAJan 6, 2026Jul 7, 2026 (182 d)
Derek W. WaslickFidelity Institutional Wealth Adviser LLC mixed wealthMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2026Aug 12, 2026 (218 d)
Thomas Emeel BetrosFidelity Institutional Wealth Adviser LLC mixed wealthD'Arcangelo Financial Advisors, LLC state registeredRIA to a state-registered adviserMay 20, 2025Jul 16, 2025 (57 d)
Laura E EnnisFidelity Institutional Wealth Adviser LLC mixed wealthT. Rowe Price Associates, Inc. asset managerOtherJul 16, 2024Sep 6, 2024 (52 d)
James F ConybearFidelity Institutional Wealth Adviser LLC mixed wealthEnvestnet Pmc independent RIARIA to RIAMar 6, 2024May 7, 2024 (62 d)
Craig Leon BlackwellFidelity Institutional Wealth Adviser LLC mixed wealthCompound Advisers, Inc. independent RIARIA to RIAApr 26, 2023May 18, 2023
William ThompsonFidelity Institutional Wealth Adviser LLC mixed wealthUBS Financial Services Inc. wirehouseRIA to wirehouseJan 19, 2023Jan 19, 2023
John Thomas KasameyerFidelity Institutional Wealth Adviser LLC no RAUMCresset Asset Management, LLC independent RIAOtherFeb 8, 2022Mar 8, 2022
Jake DinucciFidelity Institutional Wealth Adviser LLC no RAUMJ.P. Morgan Securities LLC wirehouseOtherOct 1, 2021Dec 9, 2022 (434 d)
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12 moves match.