DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan ParksSantander Securities otherPinnacle Private Wealth, LLC otherOtherMay 15, 2013Jun 1, 2017 (1478 d)
William ParisiSantander Securities otherM&T Securities, Inc. unclassifiedOtherApr 10, 2013May 2, 2013
Michael Thomas FarquharsonSantander Securities otherM&T Securities, Inc. unclassifiedOtherApr 10, 2013Apr 16, 2013
Anthony C Jones JrSantander Securities otherM&T Securities, Inc. unclassifiedOtherApr 10, 2013May 2, 2013
Mildred Louise Marquez SantosSantander Securities otherPnc Wealth Management otherOtherApr 10, 2013Apr 12, 2013
Thomas J TheodoreSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 25, 2013Apr 10, 2013
Aaron Andrew BermanSantander Securities otherPreston Wealth Advisors, LLC. otherOtherMar 6, 2013Mar 6, 2014 (365 d)
Kevin James CottrellSantander Securities otherPnc Wealth Management otherOtherMar 5, 2013Feb 25, 2013
Brian Steven HoffmanSantander Securities otherPnc Wealth Management otherOtherFeb 28, 2013Feb 28, 2013
Mark David BalfourSantander Securities otherAmeriprise Financial Services, LLC national BDOtherDec 17, 2012Jul 30, 2024 (4243 d)
David Randolph FreimanSantander Securities otherPnc Wealth Management otherOtherNov 16, 2012Dec 17, 2012 (31 d)
Nicholas Allen Hudson CantrellSantander Securities otherCuso Financial Services, L.P. otherOtherNov 6, 2012Nov 6, 2012
Ana Rosa SuarezSantander Securities otherSantander Asset Management otherOtherSep 27, 2011Mar 27, 2018 (2373 d)
Arturo ColonSantander Securities otherKovack Advisors, Inc. otherOtherFeb 11, 2011Mar 29, 2016 (1873 d)
James Malcolm UgobonoSantander Securities otherUBS Financial Services Inc. wirehouseOtherDec 13, 2010Feb 3, 2020 (3339 d)
Michelle M VazquezSantander Securities otherNpa Asset Management, LLC otherOtherDec 13, 2010Aug 18, 2017 (2440 d)
Dario Alberto OchoaSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 13, 2010Nov 16, 2010
Lizzette E Bobonis RoigSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 1, 2010Nov 10, 2010
Franco G FullanaSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 1, 2010Nov 16, 2010
Candida Lucila Bobonis RoigSantander Securities otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 4, 2010Nov 16, 2010
Ignacio Manuel CantoSantander Securities otherX-Square Capital no RAUMOtherAug 24, 2010Apr 8, 2013 (958 d)
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501 moves match.