DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Oak Ridge Financial Services Group, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lora NickelThe Oak Ridge Financial Services Group, Inc independent RIAWells Fargo Advisors wirehouseRIA to wirehouseFeb 13, 2026Apr 17, 2026 (63 d)
Darin Wayne HargreavesThe Oak Ridge Financial Services Group, Inc independent RIAWells Fargo Advisors wirehouseRIA to wirehouseOct 3, 2025Oct 3, 2025
Sarah M WisniewskiThe Oak Ridge Financial Services Group, Inc independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 16, 2024Jan 10, 2025
Robert Eugene LongThe Oak Ridge Financial Services Group, Inc BD affiliatedVan Clemens Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2023Sep 14, 2023
Courtney Leigh CotterThe Oak Ridge Financial Services Group, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJan 25, 2023Apr 10, 2023 (75 d)
Sheri Lynn RhyanThe Oak Ridge Financial Services Group, Inc BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJan 3, 2023Feb 28, 2023 (56 d)
Isaac Joseph BennerThe Oak Ridge Financial Services Group, Inc BD affiliatedBoulevard independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2022Nov 17, 2022 (106 d)
Timothy Peter BraunThe Oak Ridge Financial Services Group, Inc BD affiliatedNorthland Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 26, 2022Jan 27, 2022
Matthew PfaffThe Oak Ridge Financial Services Group, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 9, 2021Oct 31, 2025 (1452 d)
Michael William MullinsThe Oak Ridge Financial Services Group, Inc BD affiliatedOakwood Capital, Inc. otherOtherSep 16, 2019Sep 27, 2019
Joshua David LarsonThe Oak Ridge Financial Services Group, Inc BD affiliatedTransamerica Retirement Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2019Aug 6, 2019 (50 d)
Terry Joseph GriesThe Oak Ridge Financial Services Group, Inc BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2019Apr 30, 2019
Brittany GranataThe Oak Ridge Financial Services Group, Inc BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 23, 2019May 14, 2019
Eric Jean OvervigThe Oak Ridge Financial Services Group, Inc BD affiliatedFeltl Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2019Mar 25, 2019
Lisa LerumThe Oak Ridge Financial Services Group, Inc otherRBC Capital Markets, LLC national BDOtherNov 1, 2017Nov 13, 2017
Michael David LeonardThe Oak Ridge Financial Services Group, Inc otherNorthland Asset Management otherOtherOct 11, 2017Oct 12, 2017
Garryl Weston KeelThe Oak Ridge Financial Services Group, Inc otherInvest Financial Corporation otherOtherAug 1, 2017Aug 31, 2017
David IrwinThe Oak Ridge Financial Services Group, Inc otherCetera Advisor Networks LLC otherOtherAug 1, 2017Aug 1, 2017
Brian Paul GreenwellThe Oak Ridge Financial Services Group, Inc otherGreenwell Capital Management, LLC state registeredOtherDec 27, 2016Jan 5, 2017
Charles Allan AchterkirchThe Oak Ridge Financial Services Group, Inc otherIsc Financial Advisors independent RIAOtherJul 8, 2016Jan 14, 2026 (3477 d)
Wendy Mae MeyerThe Oak Ridge Financial Services Group, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 8, 2016Feb 26, 2016
Jeffrey Lynn GreenThe Oak Ridge Financial Services Group, Inc otherSecurities America Advisors, Inc. otherOtherOct 13, 2014Oct 10, 2014
Murray Joseph JohnstonThe Oak Ridge Financial Services Group, Inc otherFeltl And Company otherOtherSep 28, 2012Oct 1, 2012
Crystal Michelle SoderlindThe Oak Ridge Financial Services Group, Inc otherThrivent Investment Management Inc. otherOtherDec 31, 2010Jun 4, 2015 (1616 d)
Robert EwingThe Oak Ridge Financial Services Group, Inc otherJ.P. Morgan Securities LLC wirehouseOtherJul 30, 2010Mar 21, 2014 (1330 d)
Naveen Paul SharmaThe Oak Ridge Financial Services Group, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 14, 2007Sep 13, 2007
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26 moves match.