DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wolf Financial Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Roger MartinWolf Financial Management, LLC otherForvis Mazars Wealth Advisors, LLC otherOtherOct 30, 2015Nov 4, 2014
Simon B ManoyanWolf Financial Management, LLC otherForvis Mazars Wealth Advisors, LLC otherOtherOct 30, 2015Nov 4, 2014
Thomas William O'ShaughnessyWolf Financial Management, LLC otherForvis Mazars Wealth Advisors, LLC otherOtherDec 31, 2014Nov 5, 2014
Roy E CookWolf Financial Management, LLC otherForvis Mazars Wealth Advisors, LLC otherOtherDec 31, 2014Nov 5, 2014
Marta Romana MycykWolf Financial Management, LLC otherWolf Financial Management, LLC unclassifiedOtherFeb 18, 2014Jan 12, 2004
Douglas James UlrichWolf Financial Management, LLC otherWolf Financial Management, LLC unclassifiedOtherApr 22, 2010Jan 20, 2006
Peter Frederick BauerWolf Financial Management, LLC otherWells Fargo Advisors wirehouseOtherApr 7, 2009Apr 21, 2009
Brian Reilly PlainWolf Financial Management, LLC otherWaterstone Financial Group, Inc. unclassifiedOtherApr 1, 2009May 4, 2009 (33 d)
Timothy Ronald ArmstrongWolf Financial Management, LLC otherCapital Securities Investment Corporation unclassifiedOtherJan 31, 2008Jan 29, 2008
David Edward ShoesmithWolf Financial Management, LLC otherRobert Stephen Capital Management LLC otherOtherDec 31, 2007Jan 4, 2008
Robert Slade MillerWolf Financial Management, LLC otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2007Jan 16, 2008
Robert L BandyWolf Financial Management, LLC otherRobert Stephen Capital Management LLC otherOtherDec 31, 2007Jan 5, 2015 (2562 d)
Charles N CucurasWolf Financial Management, LLC otherVoya Financial Advisors, Inc. otherOtherSep 20, 2007Sep 25, 2007
Michael A. AschbergerWolf Financial Management, LLC otherVoya Financial Advisors, Inc. otherOtherAug 31, 2007Aug 31, 2007
Lisa Marie PauloskyWolf Financial Management, LLC otherWells Fargo Advisors wirehouseOtherMar 3, 2006Jul 13, 2006 (132 d)
Nicholas Charles BauerWolf Financial Management, LLC otherB. C. Ziegler And Company otherOtherApr 15, 2005Apr 12, 2005
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16 moves match.