DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Supreme Alliance LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Quincy Deearl CaldwellSupreme Alliance LLC independent RIAEmpirikal Partners LLC state registeredRIA to a state-registered adviserJan 2, 2023Jan 9, 2023
Timothy Garfield HartleSupreme Alliance LLC independent RIAPgw Financial state registeredRIA to a state-registered adviserDec 31, 2022Nov 21, 2024 (691 d)
Shkira SinghSupreme Alliance LLC independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2022Mar 1, 2023 (392 d)
William Xavier RandallSupreme Alliance LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2021Apr 10, 2023 (531 d)
Thomas Elvin BassSupreme Alliance LLC independent RIAGlobal Asset Management Group unclassifiedOtherMay 5, 2021Aug 19, 2021 (106 d)
Robert Patrick PachciarzSupreme Alliance LLC independent RIAElevated Capital Advisors, LLC independent RIARIA to RIAMar 16, 2021Dec 21, 2021 (280 d)
Theodore Leonard BrooksSupreme Alliance LLC independent RIAIp Financial Advisory Services LLC independent RIARIA to RIAFeb 1, 2021Feb 5, 2021
Maximo Gregorio CentenoSupreme Alliance LLC independent RIAIp Financial Advisory Services LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2020Jun 24, 2021 (301 d)
Robert FortuneSupreme Alliance LLC independent RIAFortune Advisory Services state registeredRIA to a state-registered adviserApr 27, 2020Mar 27, 2020
Alexander Joseph CorriereSupreme Alliance LLC independent RIAEmpirikal Partners LLC state registeredRIA to a state-registered adviserApr 24, 2020May 11, 2020
Robert Ernest YoungSupreme Alliance LLC independent RIAIp Financial Advisory Services LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2020Apr 4, 2021 (390 d)
Derek Ray HuffSupreme Alliance LLC independent RIAIntegrity Alliance, LLC independent RIARIA to RIAMar 10, 2020Apr 7, 2020
Ryan KimesSupreme Alliance LLC otherCalton & Associates, Inc. independent RIAOtherMar 23, 2018Aug 25, 2020 (886 d)
Clarence Joseph AndersonSupreme Alliance LLC no RAUMAnderson & Associates Int. LLC state registeredOtherMar 29, 2016May 11, 2016 (43 d)
David Anthony KabatSupreme Alliance LLC no RAUMKabat Advisory Group, LLC state registeredOtherMar 29, 2016Dec 11, 2024 (3179 d)
Page 1 of 1
15 moves match.