DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Frank Karner	New England Securities Corporation other	Sii Investments, Inc. other	Other	Jan 27, 2015	Jan 5, 2015
Paul S Heitzkey	New England Securities Corporation other	Robert W. Baird & Co. Incorporated other	Other	Jan 23, 2015	Jan 12, 2015
Marc J Bernstein	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 8, 2015	Oct 29, 2010
Robert Arthur Koba	New England Securities Corporation other	The Wealth Consulting Group other	Other	Jan 6, 2015	Feb 3, 2015
Herbert Karl Daroff	New England Securities Corporation other	Baystate Financial Planning unclassified	Other	Jan 2, 2015	Aug 31, 2004
Russell Gary Demarest	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 22, 2011
James William Cleary	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Nov 15, 2010
Mark Daniel Krupkowski	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 27, 2012
Bobette Gilpatric Scribner	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2010
Bernard Joseph Audet	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Apr 15, 2010
Michael Thomas Meehan	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 25, 2012
Janet Sue Cooper	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2010
Jeffrey Leonard Allison	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Nov 18, 2011
Ronald Paul Kashmanian	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 22, 2010
Lawrence Joseph Perry	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jan 10, 2012
Paul Richard Justin	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Daniel Ralph Joie	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Sep 12, 2013
Barry Scott Wyman	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Aug 3, 2010
Paul Richard Buckley	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 14, 2013
William Ray Verhagen	New England Securities Corporation other	Ifs Planning Strategies, LLC unclassified	Other	Jan 2, 2015	Jul 24, 2007
Thomas Joseph Bottone	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 13, 2010
Robert Lester Porack	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 15, 2013
Judith Anne Cassidy	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Nov 1, 2010
Susan Weidner Cooke	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Nov 23, 2010
Kenneth James Royster	New England Securities Corporation other	Stratos Wealth Partners, Ltd independent RIA	Other	Jan 2, 2015	Sep 24, 2018 (1361 d)
Steven Morgan	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
James Harold Unger	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 31, 2010
Charles Joseph Dowds	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Nov 15, 2010
Roger Lane Webster	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 20, 2012
Andrew Marvin Rocco	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 20, 2011
Janice Virginia Berner	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 30, 2013
Kenneth Charles Heiser	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 21, 2013
Gregory Jude Pinto	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 21, 2010
Robert Clayton Burns	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 25, 2010
Christopher Neal Harmon	New England Securities Corporation other	Ifs Planning Strategies, LLC unclassified	Other	Jan 2, 2015	Apr 18, 2012
Scott Peter Barker	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 10, 2013
Wayne Mark Bartolacci	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 19, 2010
Benjamin Cardinale	New England Securities Corporation other	Parks - Tuttle Financial Services, Inc. unclassified	Other	Jan 2, 2015	Mar 17, 1998
Stephen Edward Napier	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 1, 2011
Keith Vincent Lecky	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Apr 30, 2013
Daniel Joseph Flynn	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Mark Ralph Mcmanus	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	May 20, 2013
Maura Rose Laudone	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 18, 2013
Stephen Belsanti	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 24, 2013
James Joseph Ranieri	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 29, 2011
Kimberly Christine Riccoboni	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Harry Aloysius Carroll	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Nov 1, 2010
Daniel Patrick Dalton	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 25, 2014
Guido Mogatti Sarcione	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jun 15, 2010
John Patrick Cogswell	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 11, 2010
Elaine Marie Carvelli	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 2, 2010
Donald Francis Vendetti	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 12, 2012
Gregory Michael Small	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Sep 17, 2013
Marcia Lyn Wooley	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Robert Joseph Hagenberg	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010
Gerad Martin Thorell	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 29, 2011
Joseph Charles Carr	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010
Duston Ladieu	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 14, 2010
Andrew Anthony Del Beato	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Mar 13, 2013
David Scott Carr	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010

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1,041 moves match.