Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Neil Howard Resnik	New England Securities Corporation other	Esi Financial Advisors other	Other	Mar 7, 2003	Apr 13, 2016 (4786 d)
Kalen Dobbins Baxter	New England Securities Corporation other	Transamerica Financial Advisors, LLC other	Other	Feb 27, 2003	Feb 7, 2006 (1076 d)
Peter J Knapp	New England Securities Corporation other	Park Avenue Securities LLC BD affiliated	Other	Feb 20, 2003	Apr 16, 2021 (6630 d)
Sam A Parail	New England Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Feb 12, 2003	Mar 12, 2003
John Edward Tattersall	New England Securities Corporation other	MML Investors Services, LLC other	Other	Feb 11, 2003	Jun 10, 2003 (119 d)
Frank Boyd Smith	New England Securities Corporation other	Sorrento Pacific Financial, LLC other	Other	Jan 30, 2003	Mar 28, 2006 (1153 d)
Roderick Edwin Kennedy	New England Securities Corporation other	Chase Investment Services Corp. other	Other	Jan 28, 2003	Jan 14, 2003
Christina Sun Lee	New England Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Jan 3, 2003	Jan 13, 2003
Kelly Gene Burke	New England Securities Corporation other	Mony Securities Corporation unclassified	Other	Jan 2, 2003	Jan 8, 2003
Beth B Long	New England Securities Corporation other	Nfp Advisor Services, LLC other	Other	Jan 2, 2003	Apr 1, 2003 (89 d)
James Albert Gagnon	New England Securities Corporation other	Pruco Securities, LLC other	Other	Dec 20, 2002	Jan 14, 2003
Robert Gordon Miller	New England Securities Corporation other	Valmark Advisers, Inc. other	Other	Dec 10, 2002	Jan 10, 2003 (31 d)
Warren George Berger	New England Securities Corporation other	Salem Advisory Group LLC state registered	Other	Dec 4, 2002	Jan 5, 2009 (2224 d)
Michael W Kirshon	New England Securities Corporation other	Valmark Advisers, Inc. other	Other	Nov 11, 2002	Nov 15, 2002
Jo Ann Elisabeth Favia	New England Securities Corporation other	Valmark Advisers, Inc. other	Other	Oct 4, 2002	Oct 11, 2002
Michael Allan Tash	New England Securities Corporation other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 27, 2002	Jun 29, 2023 (7580 d)
Kelvin Sun Ming Lau	New England Securities Corporation other	Principal Securities, Inc. other	Other	Sep 17, 2002	Oct 11, 2002
Steven Joseph Toto	New England Securities Corporation other	Esi Financial Advisors other	Other	Sep 10, 2002	Nov 14, 2002 (65 d)
Robert Gene Berger	New England Securities Corporation other	Esi Financial Advisors other	Other	Sep 3, 2002	Oct 7, 2002 (34 d)
David Bryan Romero	New England Securities Corporation other	Carillon Investments, Inc. unclassified	Other	Aug 21, 2002	Jun 7, 2006 (1386 d)
Jody David Bruce	New England Securities Corporation other	Nationwide Securities, LLC no RAUM	Other	Aug 20, 2002	Feb 19, 2015 (4566 d)

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1,041 moves match.