DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Larry Alan GunstreamFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Nov 13, 2014
Sanford Garry SeideFsc Securities Corporation BD affiliatedMollot & Hardy, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023May 17, 2023
Daniel Lee YoungsFsc Securities Corporation BD affiliatedHfg Advisors Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023May 21, 2010
Betsy Ann SullivanFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. otherOtherNov 3, 2023Mar 30, 2016
John Joseph MorgenthalerFsc Securities Corporation BD affiliatedWharton Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Mar 31, 2021
Forest William MosesFsc Securities Corporation BD affiliatedWealth Management Group state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Jun 21, 2004
Gregory Alan CrosbyFsc Securities Corporation BD affiliatedCrosby, Trevino & Associates, Inc. unclassifiedOtherNov 3, 2023Jun 27, 2005
Aleea Madelyn McguireFsc Securities Corporation BD affiliatedFinancial Services Group state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Mar 27, 2000
Lynn Ann FerrainaFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 9, 1996
Wayne Harris CravensFsc Securities Corporation BD affiliatedCravens & Company Wealth Management otherOtherNov 3, 2023Jun 21, 2004
Thomas David EbnerFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. otherOtherNov 3, 2023Jul 22, 2016
David John SwensonFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Dec 21, 2015
Robert Michael LeshnakFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Nov 13, 2014
Michael Stephen HolbrookFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Oct 20, 2023
David Paul RobinsonFsc Securities Corporation BD affiliatedResource Consulting Group, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Dec 11, 1989
Robert Charles GuerieraFsc Securities Corporation BD affiliatedWharton Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Sep 20, 2016
Paul Frank CiccarelliFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Feb 3, 1993
Jill Ciccarelli RappsFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 24, 1994
Rodney David PotratzFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Feb 10, 2011
Jonathan Christopher RoseFsc Securities Corporation BD affiliatedRosechase Financial unclassifiedOtherNov 3, 2023Nov 30, 2016
Steven Troy MerkelFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Sep 10, 2012
Randy Carter CoxFsc Securities Corporation BD affiliatedCox-Springer Finanial Advisors unclassifiedOtherNov 3, 2023May 31, 2006
Kaiping Kenneth WuFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Oct 29, 2015
June Yuejiao Wang ChinFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Oct 1, 2014
Sean Francis MaguireFsc Securities Corporation BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2023Nov 6, 2023
Brian David McleanFsc Securities Corporation BD affiliatedThe Retirement Group, LLC otherOtherNov 3, 2023Jan 19, 2015
Deepa GibbonsFsc Securities Corporation BD affiliatedContinuum Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Apr 14, 2026 (893 d)
Joy Adams GorneyFsc Securities Corporation BD affiliatedCoordinated Capital Corporation unclassifiedOtherNov 3, 2023Aug 27, 2007
Dagmara Katarzyna FrankowskaFsc Securities Corporation BD affiliatedSageview Private Client Group, LLC no RAUMOtherNov 3, 2023Aug 29, 2024 (300 d)
Debra Brennan TaggFsc Securities Corporation BD affiliatedBrennan Wealth Advisors, LLC unclassifiedOtherNov 3, 2023May 14, 2010
Philip Edmund GoseFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Apr 20, 2005
Donald Wallace RoorkFsc Securities Corporation BD affiliatedAsset Dynamics Inc unclassifiedOtherNov 3, 2023Apr 26, 2000
Dennis Lee JacksonFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Nov 13, 2014
Jeffrey Rayner MaseFsc Securities Corporation BD affiliatedCsenge Advisory Group, LLC otherOtherNov 3, 2023Dec 21, 2011
Mark Jay AasenFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Feb 11, 2016
Samantha R WebsterFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Sep 10, 2012
Christopher Mark HerzogFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Dec 16, 2015
Richard Stanley RebelloFsc Securities Corporation BD affiliatedStrategic Wealth Advisors Group otherOtherNov 3, 2023Nov 17, 2006
Robert Gary MclaughlinFsc Securities Corporation BD affiliatedMclaughlin Investment Management LLC unclassifiedOtherNov 3, 2023Mar 17, 2006
Natalia Alishia NaylorFsc Securities Corporation BD affiliatedAustin National Financial Services unclassifiedOtherNov 3, 2023Mar 18, 2016
Donald Paul WilliamsonFsc Securities Corporation BD affiliatedIntegrated Capital Management, Inc. otherOtherNov 3, 2023Apr 30, 2009
Bryan Salas CastroFsc Securities Corporation BD affiliatedMollot & Hardy, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023May 17, 2023
Elizabeth Leanora McvittieFsc Securities Corporation BD affiliatedHolm Investment Advisors unclassifiedOtherNov 3, 2023Jan 10, 2006
Jasen Michael GilbertFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jun 25, 2010
James Asher JacksonFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Nov 13, 2014
Richard Harris HeckardFsc Securities Corporation BD affiliatedContinuum Capital Advisory, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Mar 2, 2023
Erin Danielle BluskeFsc Securities Corporation BD affiliatedBfs Advisory Group, LLC unclassifiedOtherNov 3, 2023Mar 6, 2023
Catherine Josefina HesseFsc Securities Corporation BD affiliatedTexas Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Feb 8, 2017
Alan Russell CrosbyFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023Aug 21, 2018
Andrew Nicholas LeitheFsc Securities Corporation BD affiliatedStrategic Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Dec 14, 2016
Anthony Joseph CuratoloFsc Securities Corporation BD affiliatedCiccarelli Advisory Services Inc otherOtherNov 3, 2023Jan 29, 1997
Michael Paul DoriganFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023May 11, 2016
Jason Jack SturmFsc Securities Corporation BD affiliatedButler Associates Financial Planners, Inc. unclassifiedOtherNov 3, 2023Oct 4, 2019
Jordan Paul MarchewkaFsc Securities Corporation BD affiliatedHfg Advisors Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Mar 11, 2022
Gayle M LongFsc Securities Corporation BD affiliatedSouthland Equity Partners, LLC. no RAUMOtherNov 3, 2023Sep 17, 2014
Cathy Ann WagnerFsc Securities Corporation BD affiliatedCathy A. Wagner, CFP, Ria state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Apr 2, 2004
John Decker MuellerFsc Securities Corporation BD affiliatedDiversified Financial Advisory Group, Inc. unclassifiedOtherNov 3, 2023Dec 18, 2015
Alan Richard MollotFsc Securities Corporation BD affiliatedMollot & Hardy, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 3, 2023May 17, 2023
Barbara Frances DuffieldFsc Securities Corporation BD affiliatedDuffield Financial Group state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Jan 18, 2005
Carol Lee AndersonFsc Securities Corporation BD affiliatedAnderson Wealth Advisors LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 3, 2023Mar 12, 2009
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903 moves match.