| Thomas Taylor | Credit Suisse Securities (USA) LLC other | Morgan Stanley Dw Inc. unclassified | Other | Sep 8, 2004 | Aug 23, 2004 |
| Clark Robert Durham | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 2, 2004 | Aug 27, 2004 |
| Robert Steven Farrell | Credit Suisse Securities (USA) LLC other | Presidium Partners, LLC other | Other | Aug 24, 2004 | Dec 19, 2007 (1212 d) |
| Diana Marie Skerl | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 16, 2004 | Aug 6, 2004 |
| Jordan David Black | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 16, 2004 | Nov 8, 2006 (814 d) |
| Lynn Renee Sperandeo | Credit Suisse Securities (USA) LLC other | Dominick & Dominick LLC other | Other | Aug 16, 2004 | Sep 29, 2006 (774 d) |
| Thomas Neal Mahoney | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 3, 2004 | Jul 16, 2004 |
| Carolyn Hernandez | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Jun 22, 2004 | May 15, 2020 (5806 d) |
| David Telford Hawkins | Credit Suisse Securities (USA) LLC other | Morgan Stanley wirehouse | Other | Jun 7, 2004 | Jun 25, 2013 (3305 d) |
| Julie Bailey | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Jun 7, 2004 | Apr 11, 2005 (308 d) |
| Paul Steven Wishingrad | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | May 26, 2004 | May 3, 2004 |
| Clayton Holt Ernst | Credit Suisse Securities (USA) LLC other | Citicorp Investment Services unclassified | Other | May 26, 2004 | Jun 9, 2004 |
| Andrew Louis Dropkin | Credit Suisse Securities (USA) LLC other | Kestra Advisory Services, LLC other | Other | May 26, 2004 | Apr 25, 2016 (4352 d) |
| Ross Christopher Morgan | Credit Suisse Securities (USA) LLC other | Howard Financial Services, Ltd. other | Other | May 26, 2004 | Sep 27, 2004 (124 d) |
| Carlton Forrester | Credit Suisse Securities (USA) LLC other | Edge Advisors, LLC other | Other | May 7, 2004 | Apr 7, 2009 (1796 d) |
| John Joseph Griffin | Credit Suisse Securities (USA) LLC other | Chartwell Investment Partners other | Other | May 3, 2004 | Jan 31, 2006 (638 d) |
| Gage Thomas Houser | Credit Suisse Securities (USA) LLC other | Hcm Wealth other | Other | Apr 16, 2004 | Nov 12, 2009 (2036 d) |
| Alfred Andrew Marwede | Credit Suisse Securities (USA) LLC other | Serious Stewardship, LLC other | Other | Apr 5, 2004 | Apr 23, 2004 |
| John Gerard Burns | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | Mar 23, 2004 | Sep 12, 2006 (903 d) |
| Jeffrey Donald Hall | Credit Suisse Securities (USA) LLC other | RBC Capital Markets, LLC national BD | Other | Mar 4, 2004 | May 8, 2009 (1891 d) |
| Michael Anthony Margiotta | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Dec 18, 2003 | Dec 4, 2003 |
| Andrew Dimmitt Hart | Credit Suisse Securities (USA) LLC other | Brownson, Rehmus & Foxworth, Inc. no RAUM | Other | Oct 28, 2003 | Jun 24, 2004 (240 d) |
| David Whitman Fleming | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Oct 28, 2003 | May 21, 2007 (1301 d) |
| John Mead Rust | Credit Suisse Securities (USA) LLC other | Dominick & Dominick LLC other | Other | Oct 28, 2003 | Mar 6, 2006 (860 d) |
| Dewitt Loomis Alexandre | Credit Suisse Securities (USA) LLC other | Dominick & Dominick LLC other | Other | Oct 28, 2003 | Mar 6, 2006 (860 d) |
| Lisa Schiffer Green | Credit Suisse Securities (USA) LLC other | Sunpointe Investments independent RIA | Other | Oct 6, 2003 | Jan 11, 2019 (5576 d) |
| Raquel Vargas | Credit Suisse Securities (USA) LLC other | Lehman Brothers Inc. unclassified | Other | Sep 2, 2003 | Mar 24, 2008 (1665 d) |
| Jordan Christopher Hayes | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Aug 7, 2003 | Aug 5, 2003 |
| Michael J Iacampo | Credit Suisse Securities (USA) LLC other | Morgan Stanley Dw Inc. unclassified | Other | Jul 25, 2003 | Jul 3, 2003 |
| Gina Tuazon Galang | Credit Suisse Securities (USA) LLC other | Morgan Stanley Dw Inc. unclassified | Other | Jul 25, 2003 | Jul 3, 2003 |
| Kevin Laurence London | Credit Suisse Securities (USA) LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 25, 2003 | Jul 2, 2003 |
| Portia Kathrine Culley | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | Jul 23, 2003 | Jul 11, 2003 |
| Lyle Blystone Himebaugh | Credit Suisse Securities (USA) LLC other | Granite Group Advisors, LLC other | Other | Jul 15, 2003 | Apr 7, 2006 (997 d) |
| Stuart Allen Weinstein | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | May 19, 2003 | Apr 25, 2003 |
| Victor Taylor | Credit Suisse Securities (USA) LLC other | UBS Financial Services Inc. wirehouse | Other | May 19, 2003 | Apr 25, 2003 |
| Thomas Francis Jackson | Credit Suisse Securities (USA) LLC other | Deutsche Bank Securities Inc. other | Other | May 8, 2003 | May 28, 2003 |
| Louis Paul Sitnik | Credit Suisse Securities (USA) LLC other | Wells Fargo Advisors wirehouse | Other | May 6, 2003 | Aug 10, 2005 (827 d) |
| Michael William Rovens | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | May 6, 2003 | Jun 24, 2003 (49 d) |
| Tracy A. Pulvers | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | May 1, 2003 | Apr 28, 2003 |
| Todd Donaldson Quinn | Credit Suisse Securities (USA) LLC other | Banc Of America Investment Services, Inc. unclassified | Other | Apr 24, 2003 | May 7, 2003 |
| Michael John Noel | Credit Suisse Securities (USA) LLC other | Braymen, Lambert And Noel Securities, Ltd. unclassified | Other | Apr 2, 2003 | Jun 20, 2005 (810 d) |
| Yizenia Alvare-Garcia | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Mar 27, 2003 | Mar 27, 2003 |
| Igal Tobias Yacher | Credit Suisse Securities (USA) LLC other | Citigroup Global Markets Inc. other | Other | Mar 25, 2003 | Mar 21, 2003 |
| Juan Pablo Briatore | Credit Suisse Securities (USA) LLC other | UBS International Inc. unclassified | Other | Mar 25, 2003 | Mar 11, 2003 |
| Rafael Urquidi | Credit Suisse Securities (USA) LLC other | UBS International Inc. unclassified | Other | Mar 25, 2003 | Mar 11, 2003 |
| Donald C Fung | Credit Suisse Securities (USA) LLC other | UBS International Inc. unclassified | Other | Mar 12, 2003 | Feb 28, 2003 |
| Phillip Falk | Credit Suisse Securities (USA) LLC other | Advanced Equities, Inc. other | Other | Feb 14, 2003 | Oct 4, 2006 (1328 d) |