DFX Intelligence
Advisor moves
Arrivals at Rockefeller Capital ManagementWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
930 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cheryl Lynn Young | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2022 | May 11, 2022 |
| Kristen Jo Sario | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2022 | May 10, 2022 |
| Thura Kyaw Aung | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | May 23, 2022 |
| Frederick Donald Farnsworth | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2022 | Apr 29, 2022 |
| Hooi Ling Lim | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2022 | May 11, 2022 |
| Xichan Liu | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2022 | May 11, 2022 |
| Boaz Chan | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Jennifer Anne Seacrist | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Sarah Scholz Mijts | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Nicholas Joseph Peterson | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Jenny Young Fernandez | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2022 | May 11, 2022 |
| Vincent Selip | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2022 | May 10, 2022 |
| David A Ruben | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2022 | Apr 29, 2022 |
| David Michael Sotsky | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2022 | Apr 29, 2022 |
| Elizabeth Dora Snyder | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2022 | Apr 29, 2022 |
| Brett Monsein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2022 | Apr 29, 2022 |
| Rebecca Lynn Luft | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2022 | Apr 29, 2022 |
| Whitney Coates Struble | Qp Wealth Management, LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2022 | Jul 13, 2022 (72 d) |
| Hooi Ling Lim | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Boaz Chan | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Jennifer Anne Seacrist | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Sarah Scholz Mijts | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Nicholas Joseph Peterson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Xichan Liu | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Jenny Young Fernandez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Bernard Nicholas Mccall | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Sep 6, 2022 (139 d) |
| Brandon Michael Rose | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 5, 2022 |
| Sean Kennedy | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2022 | Apr 13, 2022 |
| Tammi A Lauder | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| William Eric Christian | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Steven Cangialosi | Dominari Securities LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Lance Owen Burks | Wells Fargo Advisors wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2022 | Apr 11, 2022 |
| R M Scarbrough | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2022 | Mar 11, 2022 |
| Jennifer Scarbrough Marsh | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2022 | Mar 11, 2022 |
| Robert Adam New | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2022 | Mar 11, 2022 |
| Travis Michael Scarbrough | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2022 | Mar 11, 2022 |
| Abigail Williams Gentry | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2022 | Mar 11, 2022 |
| Vivian Capano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2022 | Aug 17, 2022 (163 d) |
| Tracy L Moscatello | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2022 | Mar 4, 2022 |
| Cristina Tacettin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2022 | May 13, 2022 (71 d) |
| Charles Wesley Hartford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2022 | Feb 25, 2022 |
| Veronica Marie Campanella | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2022 | Feb 25, 2022 |
| Tessa Barrett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 28, 2022 | Feb 28, 2022 |
| Heather M Fitzer | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2022 | Oct 23, 2024 (973 d) |
| Zachary J Bond-Stefo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2022 | Feb 18, 2022 |
| Brent Devon Hablutzel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 18, 2022 |
| Amy Lynn Labarge | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 17, 2022 |
| Shanya Yallaly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 18, 2022 |
| Victor Clinton Calvert | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 10, 2022 |
| Sean Ellsworth Houston | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 7, 2022 |
| Kelly Sandefer Dennis | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 7, 2022 |
| Matthew Blake Herzwurm | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 7, 2022 |
| Caroline Elizabeth Conway | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2022 | Jan 7, 2022 |
| Hunter Steven Hamm | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2022 | Jan 10, 2022 |
| Terri B Ucci | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2022 | Jan 24, 2022 |
| Mehgan E Zuniga | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 25, 2022 | Jan 24, 2022 |
| Katherine Ann Barnhart | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Jan 11, 2022 |
| Michael Joseph Pintar | Sierra Nevada Wealth Management, LLC independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2022 | Oct 17, 2023 (637 d) |
| Robert Craig Obrien | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 4, 2022 | Dec 16, 2021 |
| Kevin Langan Finin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 3, 2024 (749 d) |