| Yolanda Cobb | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 19, 2003 | Mar 17, 2003 |
| Daniel Glenn Freed | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 14, 2003 | Mar 27, 2003 |
| Ransom Garris Stokes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Feb 21, 2003 | Sep 29, 2003 (220 d) |
| Lori Barber | First Citizens Investor Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 11, 2003 | Feb 13, 2003 |
| Owen Francis Mulhern | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 17, 2002 | Dec 4, 2002 |
| Murray Odom Duggins | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 6, 2002 | Nov 14, 2002 |
| Charles Eugene Rusmisel | Ncf Financial Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Oct 25, 2002 | Nov 1, 2002 |
| Justin S Cobb | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 10, 2002 | Oct 4, 2002 |
| Jeffrey Scott Hughes | UBS Financial Services Inc. wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 1, 2002 | Oct 2, 2002 |
| John Randolph Pullaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 28, 2002 | Mar 23, 2006 (1303 d) |
| Cory Martin Lansinger | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 23, 2002 | Jan 23, 2004 (518 d) |
| Sukja Suzanne Kim | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 20, 2002 | Jan 13, 2004 (511 d) |
| James Glenn Haley | Invest Financial Corporation other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 1, 2002 | Mar 28, 2005 (970 d) |
| Mark Cullen Vinson | Howard Weil Incorporated unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jul 31, 2002 | Jul 19, 2002 |
| Garnett Lee Riddle | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 30, 2002 | Dec 19, 2002 (142 d) |
| Joseph Alan Sorrell | Chevy Chase Financial Services unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jun 4, 2002 | Jun 6, 2002 |
| Gray Keneston Daus | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 9, 2002 | May 23, 2002 |