| Clarke Cameron Holt | Citigroup Global Markets Inc. other | Fsc Securities Corporation other | Other | Jul 25, 2003 | Aug 8, 2003 |
| Deborah Stavis | Osaic Wealth, Inc. other | Fsc Securities Corporation other | Other | Jul 24, 2003 | Oct 20, 2004 (454 d) |
| Taylor Mcclellan Greenleaf | UBS Financial Services Inc. wirehouse | Fsc Securities Corporation other | Other | Jun 27, 2003 | Jun 18, 2003 |
| James Edward Smith | Walnut Street Advisers Inc unclassified | Fsc Securities Corporation other | Other | Jun 20, 2003 | Jun 4, 2003 |
| Lea Smith Johnson | Thrivent Investment Management Inc. other | Fsc Securities Corporation other | Other | Jun 6, 2003 | Aug 27, 2003 (82 d) |
| Keith David Dumas | Ameriprise Financial Services, LLC national BD | Fsc Securities Corporation other | Other | May 27, 2003 | Jan 14, 2007 (1328 d) |
| Michael Patrick Depaolo | Wells Fargo Advisors wirehouse | Fsc Securities Corporation other | Other | Apr 28, 2003 | Sep 23, 2004 (514 d) |
| Brian Alan Ambrose | Securities America Advisors, Inc. other | Fsc Securities Corporation other | Other | Mar 31, 2003 | Apr 4, 2003 |
| Michael Taft Gantt | Morgan Stanley Dw Inc. unclassified | Fsc Securities Corporation other | Other | Mar 18, 2003 | Apr 8, 2003 |
| Daniel Xavier Namey | Osaic Fa, Inc. other | Fsc Securities Corporation other | Other | Feb 26, 2003 | Apr 7, 2003 (40 d) |
| Jeffery Carl Mckay | Raymond James Financial Services, Inc. unclassified | Fsc Securities Corporation other | Other | Feb 19, 2003 | Aug 1, 2008 (1990 d) |
| Louis Martin Wargo | Equitable Advisors, LLC national BD | Fsc Securities Corporation other | Other | Feb 12, 2003 | Feb 18, 2003 |
| Christopher John Parios | Lighthouse Wealth Management other | Fsc Securities Corporation other | Other | Dec 31, 2002 | Sep 24, 2003 (267 d) |
| Michael Blake Sandeen | Osaic Fa, Inc. other | Fsc Securities Corporation other | Other | Dec 18, 2002 | Apr 18, 2005 (852 d) |
| Gerrald Anthony Giblin | Osaic Fa, Inc. other | Fsc Securities Corporation other | Other | Dec 18, 2002 | Apr 18, 2005 (852 d) |
| Miranda Mun Chang | Ameriprise Financial Services, LLC national BD | Fsc Securities Corporation other | Other | Dec 6, 2002 | Jul 21, 2004 (593 d) |
| Michael Alan Wienandt | Morgan Stanley Dw Inc. unclassified | Fsc Securities Corporation other | Other | Nov 26, 2002 | Jun 24, 2003 (210 d) |
| Gale Ann Brodie | Morgan Stanley Dw Inc. unclassified | Fsc Securities Corporation other | Other | Nov 25, 2002 | Oct 29, 2007 (1799 d) |
| Richard Lance Perry | Morgan Stanley Dw Inc. unclassified | Fsc Securities Corporation other | Other | Nov 20, 2002 | Sep 4, 2003 (288 d) |
| Maurice Myron Glazer | Ifg Advisory Services Inc unclassified | Fsc Securities Corporation other | Other | Nov 18, 2002 | Dec 3, 2002 |
| Lucinda A Salinas | Foothill Securities, Inc. other | Fsc Securities Corporation other | Other | Sep 20, 2002 | Jul 17, 2007 (1761 d) |
| Pamela Sue Marshall | Wells Fargo Advisors wirehouse | Fsc Securities Corporation other | Other | Sep 16, 2002 | Oct 30, 2002 (44 d) |
| Kathleen Helen Williams | Cetera Advisors LLC other | Fsc Securities Corporation other | Other | Jul 19, 2002 | Aug 22, 2002 (34 d) |
| Gayle M Long | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fsc Securities Corporation other | Other | Jul 2, 2002 | Aug 15, 2002 (44 d) |
| Christopher Jeffrey Decilio | Waddell & Reed other | Fsc Securities Corporation other | Other | Jun 20, 2002 | Jun 7, 2002 |
| Donald Leonhard Hartmann | Fdx Advisors, Inc. other | Fsc Securities Corporation other | Other | Apr 25, 2002 | May 10, 2002 |