| Nathaniel Joseph Miller | Global Financial Private Capital, Inc. other | Ae Wealth Management, LLC no RAUM | Other | Mar 23, 2016 | Apr 25, 2016 (33 d) |
| John Joseph Imming | Advocacy Wealth Management, LLC other | Ae Wealth Management, LLC no RAUM | Other | Dec 18, 2015 | Apr 1, 2016 (105 d) |
| Christopher Earl Ballard | Global Financial Private Capital, Inc. other | Ae Wealth Management, LLC other | Other | Oct 2, 2015 | Aug 22, 2016 (325 d) |
| Kevin Patrick Mooney | Tlg Advisors, Inc. other | Ae Wealth Management, LLC independent RIA | Other | Jan 6, 2015 | Aug 22, 2024 (3516 d) |
| Scott David Winstead | Purewater Capital, LLC independent RIA | Ae Wealth Management, LLC other | Other | Dec 31, 2014 | Sep 14, 2017 (988 d) |
| David James Cunningham | Corecap Advisors other | Ae Wealth Management, LLC independent RIA | Other | Nov 17, 2014 | Dec 4, 2017 (1113 d) |
| Joseph Uradnik | Citizens Securities, Inc. other | Ae Wealth Management, LLC BD affiliated | Other | Jul 15, 2014 | Apr 12, 2021 (2463 d) |
| Senaida Noemi Bautista | Park Avenue Securities LLC other | Ae Wealth Management, LLC independent RIA | Other | May 29, 2013 | Feb 4, 2021 (2808 d) |
| Deanna Rose Weidner | Envision Investment Advisors, LLC unclassified | Ae Wealth Management, LLC BD affiliated | Other | Apr 1, 2013 | Sep 28, 2021 (3102 d) |
| Jorge Enrique Gonzalez | Veritrust Financial, LLC other | Ae Wealth Management, LLC independent RIA | Other | Jul 15, 2011 | May 7, 2018 (2488 d) |
| Levi Carson Wedel | Waddell & Reed other | Ae Wealth Management, LLC independent RIA | Other | Nov 10, 2010 | Jun 10, 2019 (3134 d) |
| Jared Matthew Carlin | Investment Advisors Corp other | Ae Wealth Management, LLC independent RIA | Other | Dec 31, 2009 | Nov 15, 2018 (3241 d) |
| Jose Fernando Echeverri | Echeverri Financial Services unclassified | Ae Wealth Management, LLC independent RIA | Other | Dec 9, 2009 | Apr 11, 2024 (5237 d) |
| Anthony Perry Desantis | Securian Financial Services, Inc. other | Ae Wealth Management, LLC independent RIA | Other | Mar 6, 2009 | Oct 16, 2020 (4242 d) |
| Randi Laura Gibbons | Woodbury Financial Services, Inc. other | Ae Wealth Management, LLC BD affiliated | Other | Oct 13, 2006 | Mar 27, 2024 (6375 d) |
| Erin Michelle Hoestje | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ae Wealth Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2006 | Apr 1, 2021 (5308 d) |
| Jordan Dean Main | Spc other | Ae Wealth Management, LLC independent RIA | Other | Sep 11, 2006 | Dec 21, 2017 (4119 d) |
| Eduardo Margarito Martinez | Planmember Securities Corporation other | Ae Wealth Management, LLC independent RIA | Other | Dec 20, 2002 | Sep 23, 2019 (6121 d) |