DFX Intelligence
Advisor moves
Arrivals at Avantax Advisory ServicesWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
832 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Joseph Chavis | Legg Mason Wood Walker, Incorporated unclassified | Avantax Advisory Services other | Other | Feb 3, 2006 | Feb 15, 2012 (2203 d) |
| Brian Thomas Schmidt | Fidelity Personal Trust Company, Fsb unclassified | Avantax Advisory Services other | Other | Feb 1, 2006 | Apr 8, 2015 (3353 d) |
| Tom Keith Barclay | First Oklahoma Financial Planners, Inc. unclassified | Avantax Advisory Services other | Other | Dec 13, 2005 | Oct 17, 2003 |
| Gwendolyn Swigart Nichols | Osaic Fa, Inc. other | Avantax Advisory Services BD affiliated | Other | Dec 5, 2005 | Aug 15, 2025 (7193 d) |
| Kathi Ann Spurr | LPL Financial LLC other | Avantax Advisory Services other | Other | Oct 19, 2005 | Jan 9, 2006 (82 d) |
| Albert Oscar Eck | LPL Financial LLC other | Avantax Advisory Services BD affiliated | Other | Sep 21, 2005 | Jul 27, 2022 (6153 d) |
| Steven Sarosy | Hilltop Securities Inc. other | Avantax Advisory Services other | Other | Aug 1, 2005 | Apr 4, 2007 (611 d) |
| Jon D Jaques | Signator Investors, Inc. other | Avantax Advisory Services other | Other | Jun 29, 2005 | Jan 29, 2018 (4597 d) |
| Barry D Meeks | MML Investors Services, LLC other | Avantax Advisory Services other | Other | Jun 24, 2005 | Aug 26, 2009 (1524 d) |
| Cletus W Schwegman | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services other | Other | Jun 15, 2005 | May 24, 2007 (708 d) |
| Craig Kennedy Spawn | Pinion Wealth Management, LLC other | Avantax Advisory Services other | Other | Jun 8, 2005 | Sep 2, 2004 |
| Erwin Lynn Staples | Banc One Securities Corporation unclassified | Avantax Advisory Services other | Other | Jan 25, 2005 | Mar 4, 2005 (38 d) |
| Jaco Jordaan | Riggs Investment Advisors Inc. unclassified | Avantax Advisory Services other | Other | Jan 21, 2005 | May 18, 2007 (847 d) |
| Donald Lee Tapp | Waddell & Reed other | Avantax Advisory Services other | Other | Jan 5, 2005 | Feb 5, 2005 (31 d) |
| Wayne W Howell | Osaic Fa, Inc. other | Avantax Advisory Services other | Other | Dec 15, 2004 | Jan 21, 2005 (37 d) |
| Albert Everett Dean | Quest Capital Management, Inc. other | Avantax Advisory Services other | Other | Nov 30, 2004 | Sep 17, 2007 (1021 d) |
| Freddie Howard Cook | M&T Securities, Inc. unclassified | Avantax Advisory Services other | Other | Nov 29, 2004 | Nov 22, 2005 (358 d) |
| John W Taliaferro | Legg Mason Wood Walker, Incorporated unclassified | Avantax Advisory Services other | Other | Nov 3, 2004 | Oct 26, 2009 (1818 d) |
| J. Richard Rust | Waddell & Reed other | Avantax Advisory Services other | Other | Oct 21, 2004 | Jan 24, 2005 (95 d) |
| Daryl J Petry | American General Securities Incorporated unclassified | Avantax Advisory Services other | Other | Oct 8, 2004 | Oct 7, 2004 |
| Jay Charles Bradley | Ernst & Young Investment Advisers Llp no RAUM | Avantax Advisory Services other | Other | Oct 4, 2004 | Feb 4, 2006 (488 d) |
| Nila R Patel | 1st Global Advisors Inc other | Avantax Advisory Services other | Other | Sep 24, 2004 | Nov 14, 2017 (4799 d) |
| Culbert Mcsween Mclean | Osaic Fs, Inc. other | Avantax Advisory Services other | Other | Aug 27, 2004 | Sep 2, 2004 |
| John Lee Grissom | Osaic Fs, Inc. other | Avantax Advisory Services other | Other | Aug 20, 2004 | Oct 7, 2004 (48 d) |
| Ogden Constantin Page | Gbs Advisors other | Avantax Advisory Services other | Other | Jul 7, 2004 | Sep 23, 2004 (78 d) |
| Glenn Dale Hoyer | Cetera Advisor Networks LLC other | Avantax Advisory Services other | Other | Jun 16, 2004 | Feb 15, 2012 (2800 d) |
| Jonathan Michael Dodd | Wells Fargo Investments, LLC unclassified | Avantax Advisory Services other | Other | Apr 20, 2004 | Jun 3, 2004 (44 d) |
| Elizabeth Scafa | Morgan Stanley Dw Inc. unclassified | Avantax Advisory Services other | Other | Mar 2, 2004 | Apr 6, 2004 (35 d) |
| Wayne M Anderman | Bny Mellon Securities Corporation other | Avantax Advisory Services other | Other | Dec 19, 2003 | Jan 29, 2010 (2233 d) |
| Luke Larocca | Veravest Investment Advisors, Inc. unclassified | Avantax Advisory Services other | Other | Dec 19, 2003 | Feb 9, 2004 (52 d) |
| Douglass William List | Equitable Advisors, LLC national BD | Avantax Advisory Services other | Other | Oct 15, 2003 | Oct 30, 2003 |
| Richard Thomas Smith | Sunamerica Securities, Inc. unclassified | Avantax Advisory Services other | Other | Sep 19, 2003 | Oct 19, 2009 (2222 d) |
| Timothy Jay Cazalas | 1st Global Advisors Inc other | Avantax Advisory Services other | Other | Aug 8, 2003 | Jun 29, 2005 (691 d) |
| Frank Coulson Speace | Affinity Wealth Management LLC other | Avantax Advisory Services other | Other | Jun 2, 2003 | Jun 3, 2004 (367 d) |
| Anna Pipes Carlyle | LPL Financial LLC other | Avantax Advisory Services other | Other | Apr 30, 2003 | Aug 7, 2014 (4117 d) |
| Jessica Lynn Hughes | Ameriprise Financial Services, LLC national BD | Avantax Advisory Services other | Other | Apr 10, 2003 | Feb 8, 2018 (5418 d) |
| David Edward Fruh | Pwr Associates unclassified | Avantax Advisory Services other | Other | Apr 4, 2003 | Feb 25, 2003 |
| John Frederick Desimone | Ernst & Young Investment Advisers Llp no RAUM | Avantax Advisory Services other | Other | Apr 4, 2003 | Apr 24, 2003 |
| Timothy Joseph Clark | Hornor, Townsend & Kent, LLC other | Avantax Advisory Services other | Other | Apr 1, 2003 | May 22, 2003 (51 d) |
| William Patrick Mcdonald | Waddell & Reed other | Avantax Advisory Services other | Other | Mar 25, 2003 | Apr 23, 2003 |
| Galo Sean Medina | Signator Investors, Inc. other | Avantax Advisory Services other | Other | Mar 7, 2003 | Mar 10, 2003 |
| Harry Hugh Holmes | Coordinated Capital Securities, Inc. other | Avantax Advisory Services other | Other | Jan 15, 2003 | Jan 15, 2016 (4748 d) |
| Ken Joseph Mazzie | Cadaret Grant & Co Inc other | Avantax Advisory Services other | Other | Dec 31, 2002 | Nov 9, 2004 (679 d) |
| Michael D Livens | Sunamerica Securities, Inc. unclassified | Avantax Advisory Services other | Other | Dec 31, 2002 | Feb 5, 2007 (1497 d) |
| Thomas John Oley | Morgan Stanley Dw Inc. unclassified | Avantax Advisory Services other | Other | Dec 9, 2002 | Jan 31, 2003 (53 d) |
| Dorothy H Yandle | Veravest Investment Advisors, Inc. unclassified | Avantax Advisory Services other | Other | Nov 12, 2002 | Jan 13, 2003 (62 d) |
| John Howard Adair | UBS Financial Services Inc. wirehouse | Avantax Advisory Services other | Other | Sep 11, 2002 | Feb 15, 2012 (3444 d) |
| Michael John Greenen | Cetera Investment Advisers LLC other | Avantax Advisory Services other | Other | Aug 14, 2002 | Feb 16, 2005 (917 d) |
| Joel Konkel | Equitable Advisors, LLC national BD | Avantax Advisory Services other | Other | Aug 9, 2002 | Apr 3, 2003 (237 d) |
| Michael John Magruder | 1st Global Advisors Inc other | Avantax Advisory Services other | Other | Jul 31, 2002 | Sep 24, 2002 (55 d) |
| Brian Dale Trowbridge | Waddell & Reed other | Avantax Advisory Services other | Other | Jun 26, 2002 | Oct 10, 2002 (106 d) |
| Clifford Roland Thomas | Cibc World Markets Corp. unclassified | Avantax Advisory Services other | Other | Jun 3, 2002 | Apr 21, 2004 (688 d) |
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