| Gavin Trent Amato | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 5, 2011 | Apr 28, 2011 |
| Daniel Edward Buxton | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 5, 2011 | Apr 28, 2011 |
| Jessica A Boland | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 5, 2011 | Apr 28, 2011 |
| David Michael Adams | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Apr 25, 2011 | Apr 21, 2011 |
| Diane S Dawson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Apr 21, 2011 | Apr 11, 2011 |
| Bradley Allen O'Keef | Relative Value Partners, LLC other | Robert W. Baird & Co. Incorporated other | Other | Apr 12, 2011 | Nov 30, 2011 (232 d) |
| Elizabeth C Kaplan | Hilliard Lyons Capital Management, LLC unclassified | Robert W. Baird & Co. Incorporated mixed wealth | Other | Apr 11, 2011 | Oct 18, 2019 (3112 d) |
| Theresa Marie Sommerdyke | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 18, 2011 | Mar 7, 2011 |
| George Wesley Oliver | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 14, 2011 | Mar 11, 2011 |
| Jason Martin Schlesinger | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 10, 2011 | Mar 7, 2011 |
| Stephanie Wai Yi Wong | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 10, 2011 | Mar 7, 2011 |
| Daniel J Holzrichter | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 28, 2011 | Feb 18, 2011 |
| Jay Edward Morrison | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 28, 2011 | Feb 18, 2011 |
| James Andrew Perryman | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 23, 2011 | Feb 11, 2011 |
| William Clay Ryan | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 22, 2011 | Mar 8, 2011 |
| John Alexander Warren | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 10, 2011 | Feb 10, 2011 |
| Kathleen M Cobb | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 31, 2011 | Jan 24, 2011 |
| Linda Lee Davis | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 12, 2011 | Jan 7, 2011 |
| Gray Allan Coulton | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 12, 2011 | Jan 4, 2011 |
| John Peter Richards | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 12, 2011 | Jan 7, 2011 |
| Jamie Lynn Nix | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 4, 2011 | Dec 17, 2010 |
| Mark Alan Gustin | Thrivent Investment Management Inc. other | Robert W. Baird & Co. Incorporated other | Other | Dec 23, 2010 | Dec 21, 2010 |
| John Henry Piemonte | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Dec 22, 2010 | Apr 25, 2011 (124 d) |
| Carolyn Sperry Leith | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 17, 2010 | Dec 3, 2010 |
| Christopher Vail Maxtone-Graham | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 15, 2010 | Dec 6, 2010 |
| Christopher Brewster | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 8, 2010 | Jan 20, 2011 (43 d) |
| Tamara Jeanne Allen | Wells Fargo Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 7, 2010 | Mar 22, 2011 (105 d) |
| Gail Marie Bivens-Rose | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 2, 2010 | Nov 19, 2010 |
| Scott Matthew Grenier | Cleary Gull Inc. other | Robert W. Baird & Co. Incorporated other | Other | Dec 1, 2010 | Dec 3, 2010 |
| Jennifer L Hawthorne | Msi Financial Services, Inc. other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Nov 22, 2010 | Jun 4, 2020 (3482 d) |
| Michael Jason Collins | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Oct 27, 2010 | Oct 15, 2010 |
| Matthew Todd Glinsky | Mesirow Financial Investment Management, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Oct 12, 2010 | Jan 4, 2011 (84 d) |
| James Robert Meixner | William Blair & Company L.L.C. other | Robert W. Baird & Co. Incorporated other | Other | Oct 5, 2010 | Mar 15, 2011 (161 d) |
| John Charles Frisbie | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Oct 1, 2010 | Sep 17, 2010 |
| Douglas Kenneth Macfarlane | Wells Fargo Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Sep 29, 2010 | Sep 20, 2010 |
| Alison Rowe Iglehart | Stephens other | Robert W. Baird & Co. Incorporated other | Other | Sep 28, 2010 | Sep 24, 2010 |
| Lesley Marie Augustine | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Sep 17, 2010 | Apr 11, 2011 (206 d) |
| Charles Wilson Knowlton | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 27, 2010 | Aug 23, 2010 |
| Nicholas Louis Verano | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 27, 2010 | Aug 23, 2010 |
| Craig Olson Nicholson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Sep 7, 2010 |
| Roger Lee Metz | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Aug 12, 2010 |
| William Paul Davis | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Aug 10, 2010 |
| Paul Richard Robinson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Aug 10, 2010 |
| Peter L Philpott | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Aug 10, 2010 |
| Susan M Fettig | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 20, 2010 | Aug 10, 2010 |
| Harlan Roy Van Vooren | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 16, 2010 | Jul 26, 2010 |
| Gabriel G Diederich | Allspring Funds Management, LLC other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Aug 3, 2010 | Dec 5, 2022 (4507 d) |
| David R Jester | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jul 22, 2010 | Mar 13, 2018 (2791 d) |
| Scott J Willkomm | Northwestern Mutual Investment Services,LLC other | Robert W. Baird & Co. Incorporated other | Other | Jul 16, 2010 | Jan 18, 2011 (186 d) |
| Kathleen Anne Breen | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jul 13, 2010 | Aug 10, 2010 |
| Jordan Thomas Masnica | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | Jul 7, 2010 | Jul 6, 2010 |
| Anne Clare Gutierrez | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 23, 2010 | Jun 18, 2010 |
| James Robert Bunting | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 16, 2010 | May 21, 2010 |
| John Walker Floyd | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 16, 2010 | May 21, 2010 |
| Paul Eric Westphal | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 10, 2010 | May 28, 2010 |
| Dan Thomas Gilipsky | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 10, 2010 | May 28, 2010 |
| Tyler Randall Briggs | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 10, 2010 | May 28, 2010 |
| William Haslett Sewell | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 19, 2010 | May 5, 2010 |
| David John Perez | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 7, 2010 | Apr 9, 2010 |
| Madonna Sylvia Johnson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Apr 26, 2010 | Aug 17, 2010 (113 d) |