DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Avantax Planning Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kelly E Adams	Trustee Empowerment & Protection, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 23, 2016	Nov 23, 2016
Monica Lynn Murphy	Concourse Financial Group Advisors other	Avantax Planning Partners, Inc. other	Other	Dec 22, 2016	Nov 22, 2016
Brian Joseph Griffin	Concourse Financial Group Advisors other	Avantax Planning Partners, Inc. other	Other	Dec 21, 2016	Dec 12, 2016
Jason John Ernst	U.S. Bancorp Investments, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 13, 2016	Dec 17, 2016
Joseph P Clagg	Southbridge other	Avantax Planning Partners, Inc. other	Other	Jul 29, 2016	Aug 10, 2017 (377 d)
Dustin Mendenhall	Southbridge other	Avantax Planning Partners, Inc. other	Other	Jul 27, 2016	May 20, 2016
Christopher Joseph Kobes	Concourse Financial Group Advisors other	Avantax Planning Partners, Inc. other	Other	May 18, 2016	May 18, 2016
Adam Robert Decker	Veros Partners, Inc. other	Avantax Planning Partners, Inc. other	Other	Dec 31, 2015	Nov 14, 2016 (319 d)
Timothy Allen Wissing	Ameriprise Financial Services, LLC national BD	Avantax Planning Partners, Inc. other	Other	Aug 25, 2015	Nov 9, 2015 (76 d)
James Michael Milford	Charles Schwab & Co., Inc. national BD	Avantax Planning Partners, Inc. other	Other	Jul 28, 2015	Dec 6, 2016 (497 d)
John Andrew Bly	MML Investors Services, LLC other	Avantax Planning Partners, Inc. other	Other	Dec 18, 2014	Dec 18, 2014
Peter John Bender	Cetera Investment Advisers LLC other	Avantax Planning Partners, Inc. independent RIA	Other	Nov 7, 2013	May 17, 2018 (1652 d)
Edward Joseph Meekins	Cwm, LLC other	Avantax Planning Partners, Inc. other	Other	Aug 12, 2013	Aug 19, 2013
Mitchell Lee Cook	Principal Securities, Inc. other	Avantax Planning Partners, Inc. other	Other	Jun 11, 2013	Jun 28, 2013
Michael William Carignan	Paragon Wealth Strategies, LLC. other	Avantax Planning Partners, Inc. other	Other	Apr 1, 2013	Jul 12, 2013 (102 d)
Roy C Lines	1st Global Advisors Inc other	Avantax Planning Partners, Inc. other	Other	Feb 26, 2013	Feb 18, 2015 (722 d)
Stephen Joseph Cuneo	Valic Financial Advisors, Inc. other	Avantax Planning Partners, Inc. other	Other	Feb 14, 2013	Apr 3, 2013 (48 d)
Joseph S James	Aprio Wealth Management, LLC other	Avantax Planning Partners, Inc. other	Other	Aug 22, 2012	Apr 29, 2013 (250 d)
Scott Glen Walloch	Forvis Mazars Wealth Advisors, LLC other	Avantax Planning Partners, Inc. other	Other	Jun 11, 2012	Jul 10, 2012
Deborah Leigh Jones	Jones Tax & Investment Planning Services, Inc. unclassified	Avantax Planning Partners, Inc. BD affiliated	Other	Nov 28, 2011	Feb 23, 2024 (4470 d)
Rhonda Thill	Global Portfolio Strategies, Inc. other	Avantax Planning Partners, Inc. BD affiliated	Other	Nov 21, 2011	Aug 5, 2025 (5006 d)
Jennifer A Richards	Next Financial Group, Inc. other	Avantax Planning Partners, Inc. independent RIA	Other	Nov 16, 2011	Feb 8, 2023 (4102 d)
Lisa Marie Johnson	Hogan Capital Management, Inc. unclassified	Avantax Planning Partners, Inc. other	Other	Sep 24, 2010	Mar 18, 2010
Steven Kelly Duggan	Hogan Capital Management, Inc. unclassified	Avantax Planning Partners, Inc. other	Other	Sep 24, 2010	Mar 18, 2010
Dennis John Muyskens	Hogan Capital Management, Inc. unclassified	Avantax Planning Partners, Inc. other	Other	Sep 24, 2010	Mar 18, 2010
Vincent Tomas Ryan	Falco Financial Services, Inc. other	Avantax Planning Partners, Inc. other	Other	Feb 2, 2010	Feb 5, 2010
Jerry Lee Kirkpatrick	Avantax Advisory Services other	Avantax Planning Partners, Inc. other	Other	Dec 10, 2009	Dec 4, 2009
Robert Dewell Anderson	Principal Securities, Inc. other	Avantax Planning Partners, Inc. other	Other	Oct 12, 2009	Oct 20, 2009
Norman Ray Harp	Waddell & Reed other	Avantax Planning Partners, Inc. other	Other	Aug 16, 2006	Oct 20, 2006 (65 d)
Douglas Merle Larson	Citigroup Global Markets Inc. other	Avantax Planning Partners, Inc. other	Other	Feb 7, 2006	Feb 10, 2006
Gregory Wayne Hammonds	1717 Capital Management Company unclassified	Avantax Planning Partners, Inc. other	Other	Dec 31, 2005	Mar 15, 2016 (3727 d)
Russell James Pixler	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Avantax Planning Partners, Inc. other	Other	Mar 31, 2003	Apr 22, 2003

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92 moves match.