DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at RBC Rochdale, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Michael LittleBny Mellon Advisors, Inc. otherRBC Rochdale, LLC otherOtherApr 19, 2016Apr 27, 2016
Kevin Richard McintoshCurian Capital, LLC otherRBC Rochdale, LLC otherOtherJan 6, 2016Jan 12, 2016
Joshua Michael SchultzTransamerica Financial Advisors, LLC otherRBC Rochdale, LLC otherOtherSep 4, 2015Dec 13, 2017 (831 d)
Carolyn June FinerUBS Financial Services Inc. wirehouseRBC Rochdale, LLC otherOtherMar 10, 2015Apr 14, 2015 (35 d)
Matthew Peter CliffordMorgan Stanley wirehouseRBC Rochdale, LLC otherOtherDec 2, 2014Dec 5, 2014
Kevin Michael HauriRBC Securities, Inc. otherRBC Rochdale, LLC otherOtherOct 24, 2014Oct 23, 2014
Kurt Thomas LippincottCredit Suisse Securities (USA) LLC otherRBC Rochdale, LLC otherOtherSep 10, 2014Sep 9, 2014
Joseph HerrmannMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Rochdale, LLC otherOtherMay 19, 2014Jan 7, 2015 (233 d)
Russell Michael MartinCharles Schwab & Co., Inc. national BDRBC Rochdale, LLC otherOtherMay 16, 2014May 19, 2014
Ruel Lamberto CabarlesMorgan Stanley wirehouseRBC Rochdale, LLC otherOtherApr 14, 2014Apr 22, 2014
Andrew Michael AlmeidaAdvisors Asset Management, Inc. otherRBC Rochdale, LLC otherOtherApr 2, 2014Jul 25, 2014 (114 d)
Benjamin John LudwigBny Mellon Advisors, Inc. otherRBC Rochdale, LLC otherOtherMar 14, 2014Apr 9, 2014
Nate ElishaValic Financial Advisors, Inc. otherRBC Rochdale, LLC otherOtherFeb 20, 2014Mar 6, 2014
Marco SementilliUBS Financial Services Inc. wirehouseRBC Rochdale, LLC otherOtherFeb 13, 2014Sep 11, 2014 (210 d)
Vern MontrossAlliancebernstein L.P. otherRBC Rochdale, LLC otherOtherJan 13, 2014Jan 10, 2014
Wayne Albert TitcheAmbs Investment Counsel LLC otherRBC Rochdale, LLC otherOtherDec 26, 2013Dec 26, 2013
Ryan Michael AllenAmbs Investment Counsel LLC otherRBC Rochdale, LLC otherOtherDec 26, 2013Dec 26, 2013
Michael Kenneth KorzenkoAdvisors Asset Management, Inc. otherRBC Rochdale, LLC otherOtherOct 22, 2013Nov 12, 2013
Rachael M CraneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Rochdale, LLC otherOtherMay 28, 2013Jul 29, 2013 (62 d)
Cory James BoggsAmeriprise Financial Services, LLC national BDRBC Rochdale, LLC otherOtherApr 9, 2013Mar 4, 2015 (694 d)
Andrea CollinsMorgan Stanley wirehouseRBC Rochdale, LLC otherOtherDec 4, 2012Jul 24, 2014 (597 d)
Jeffrey Sean WithrowCurian Capital, LLC otherRBC Rochdale, LLC otherOtherSep 24, 2012Nov 1, 2012 (38 d)
Michael Owen AdairFoxhall Capital Management, Inc. otherRBC Rochdale, LLC otherOtherAug 7, 2012Aug 6, 2012
Julz M SchwinglerBlackrock Financial Management, Inc otherRBC Rochdale, LLC otherOtherJun 26, 2012Sep 16, 2015 (1177 d)
Edward Gerard PopeFisher Investments otherRBC Rochdale, LLC otherOtherMar 19, 2012Jan 4, 2013 (291 d)
Keith Richard BoscoRBC Capital Markets, LLC national BDRBC Rochdale, LLC otherOtherAug 19, 2011Jul 29, 2011
Kevin Patrick BarlowForwardpro Partners, LLC unclassifiedRBC Rochdale, LLC otherOtherApr 12, 2011Apr 20, 2011
Lindsey Dawn CookEquitable Advisors, LLC national BDRBC Rochdale, LLC otherOtherFeb 1, 2010Nov 4, 2010 (276 d)
Jonathan Peter DoylePlacemark Investments, Inc. otherRBC Rochdale, LLC otherOtherAug 13, 2009Mar 8, 2010 (207 d)
Sheldon Craig BrandauMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRBC Rochdale, LLC otherOtherAug 3, 2009Feb 16, 2010 (197 d)
Sevasti BalafasLehman Brothers Inc. unclassifiedRBC Rochdale, LLC otherOtherApr 28, 2008Mar 19, 2013 (1786 d)
Scott Joseph PollaciTd Ameritrade Investment Management, LLC otherRBC Rochdale, LLC otherOtherAug 6, 2007Aug 28, 2007
David Phillip GarzaEngemann Asset Management unclassifiedRBC Rochdale, LLC otherOtherAug 11, 2006Aug 29, 2014 (2940 d)
April Lynn PerezUBS Financial Services Inc. wirehouseRBC Rochdale, LLC otherOtherJul 24, 2006Sep 9, 2015 (3334 d)
Juan Carlos IbanezAmeriprise Financial Services, LLC national BDRBC Rochdale, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2005Jun 4, 2025 (7218 d)
Brian Ing Pu HsiehWells Fargo Investments, LLC unclassifiedRBC Rochdale, LLC otherOtherMay 18, 2005Oct 30, 2019 (5278 d)
Adrian Sean JohnsonCitigroup Global Markets Inc. otherRBC Rochdale, LLC otherOtherMay 6, 2004May 17, 2013 (3298 d)
Gregory KaplanRobertson Stephens, Inc. unclassifiedRBC Rochdale, LLC otherOtherOct 29, 2002Feb 5, 2013 (3752 d)
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98 moves match.