| Mitchell Despinich | Nationwide Securities, LLC no RAUM | Private Client Services, LLC other | Other | Jul 19, 2010 | Jul 16, 2010 |
| Robert Scott Sutherland | Nationwide Securities, LLC no RAUM | Private Client Services, LLC other | Other | Jul 19, 2010 | Jul 16, 2010 |
| Thomas C Davy | Nationwide Securities, LLC no RAUM | Private Client Services, LLC other | Other | Jul 19, 2010 | Jul 20, 2010 |
| Ronald Frank Vanhorn | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 13, 2010 | May 12, 2010 |
| Roy Neal | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 11, 2010 | May 31, 2005 |
| Thomas Andrew Bryant | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 11, 2010 | Mar 20, 2009 |
| Jason Garrick Langley | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 10, 2010 | Mar 24, 2005 |
| Timothy Allen Wissing | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 10, 2010 | Jan 9, 2008 |
| Michael George Dugan | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Richard Joseph Robinson | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | Nov 19, 2008 |
| Alex P Lindle | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | Mar 28, 2008 |
| Cindy Elizabeth Lindle | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Gretchen Kay Mahaffey | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Michael Robert Dugan | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | May 6, 2010 | May 3, 2010 |
| Valerie M. Downs | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Apr 22, 2010 | Apr 11, 2007 |
| John R Hack | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Feb 8, 2010 | Feb 4, 2010 |
| Charles Frederick Neal | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 4, 2010 |
| Lauchlin Vernon Hines | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Nov 6, 2008 |
| Victor M Meyerowitz | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Steven Lee King | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Dec 31, 2009 | Jan 5, 2010 |
| Thomas Joseph Picone | Hornor, Townsend & Kent, LLC other | Private Client Services, LLC other | Other | Apr 15, 2008 | Jul 28, 2010 (834 d) |
| Randall Gray Daniel | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Apr 15, 2008 | Apr 2, 2007 |
| Jeffrey Scott Fortson | Woodbury Financial Services, Inc. other | Private Client Services, LLC other | Other | Feb 21, 2006 | Jul 3, 2003 |
| Daniel Louis Hardt | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Jul 5, 2005 | Nov 6, 2001 |
| Peter Topping | Woodbury Financial Services, Inc. other | Private Client Services, LLC independent RIA | Other | Oct 29, 2004 | Feb 1, 2021 (5939 d) |
| Marian F Geohegan | Hornor, Townsend & Kent, LLC other | Private Client Services, LLC other | Other | May 17, 2004 | May 26, 2004 |
| Ernest Aubrey Sampson | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Sep 3, 2003 | Nov 6, 2001 |
| Daniel Lee Shuck | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Aug 15, 2003 | Nov 30, 2001 |
| Eric David Bunnell | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Aug 15, 2003 | Dec 20, 2001 |
| Tracy Renee Hardin | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Aug 15, 2003 | Jan 28, 2002 |
| Alfredo Miguel Mesa | 1717 Capital Management Company unclassified | Private Client Services, LLC other | Other | Jul 16, 2003 | Jul 15, 2003 |