| Cynthia Leigh Powell | Vsr Advisory Services other | Gradient Wealth Management other | Other | Jul 13, 2016 | Jul 13, 2016 |
| Brian L. Peterson | Cetera Investment Advisers LLC other | Gradient Wealth Management BD affiliated | Other | Jul 6, 2016 | Jul 24, 2018 (748 d) |
| David William Brady | USA Financial Securities LLC other | Gradient Wealth Management other | Other | Jul 1, 2016 | Jun 30, 2016 |
| Robert E Lee | Valmark Advisers, Inc. other | Gradient Wealth Management other | Other | Jun 23, 2016 | Jul 13, 2016 |
| Wendall Loyd Corley | Equinox Securities, Inc. unclassified | Gradient Wealth Management other | Other | May 25, 2016 | May 25, 2016 |
| Robert Thomas Mcmahon | Epi Financial Group state registered | Gradient Wealth Management other | Other | Mar 15, 2016 | Mar 10, 2016 |
| Andrew John Court | Ameriprise Financial Services, LLC national BD | Gradient Wealth Management other | Other | Jan 13, 2016 | Jun 2, 2017 (506 d) |
| Lindsay Anne Cameron | Spc other | Gradient Wealth Management other | Other | Dec 4, 2015 | Dec 3, 2015 |
| Deborah Lorraine Bluhm | Fintegra, LLC other | Gradient Wealth Management other | Other | Sep 10, 2015 | Oct 29, 2015 (49 d) |
| Joshua Eric Fallenstein | Your Money Matters Wealth Management, LLC state registered | Gradient Wealth Management other | Other | Aug 17, 2015 | Nov 13, 2015 (88 d) |
| Bryon Edward Meyer | Fintegra, LLC other | Gradient Wealth Management other | Other | Aug 11, 2015 | Aug 19, 2015 |
| Michael James Farrington | Fintegra, LLC other | Gradient Wealth Management other | Other | Jul 31, 2015 | Mar 23, 2017 (601 d) |
| Mark Sterling Walsingham | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Jul 14, 2015 | Apr 1, 2015 |
| Brent Anderson | Thrivent Investment Management Inc. other | Gradient Wealth Management other | Other | Jun 26, 2015 | Sep 28, 2015 (94 d) |
| Michael Joseph Mccullough | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | May 21, 2015 | Jun 30, 2015 (40 d) |
| Deborah Lynn Bishopp | First Allied Advisory Services, Inc. other | Gradient Wealth Management other | Other | May 20, 2015 | May 12, 2015 |
| Richard Scott Reid | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Apr 28, 2015 | May 4, 2015 |
| Charles David Leflar | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Apr 27, 2015 | Feb 2, 2015 |
| Thomas Eric Schneider | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Apr 24, 2015 | Apr 28, 2015 |
| Keith U Heritage | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Apr 14, 2015 | Apr 17, 2015 |
| Michael David Dose | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Apr 6, 2015 | Apr 27, 2015 |
| Samuel Ivor Alleyne | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Apr 6, 2015 | Apr 24, 2015 |
| Benjamin Joseph Zaharias | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Apr 1, 2015 | Apr 6, 2015 |
| Terrilyn Dawn Brownfield | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 30, 2015 | Apr 3, 2015 |
| Ryan John Bytwerk | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 30, 2015 | Mar 31, 2015 |
| Craig Matthew Dickson | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Mar 27, 2015 | Apr 16, 2015 |
| Mark Steven Kruman | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 23, 2015 | Apr 6, 2015 |
| Curtis Timothy Cottle | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 23, 2015 | Mar 30, 2015 |
| Todd William Knutsen | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 18, 2015 | Mar 27, 2015 |
| Michael Aubrey Raitt | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 11, 2015 | Mar 19, 2015 |
| Melissa Sue Livasy | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 3, 2015 | Mar 13, 2015 |
| Andrew John O'Neill | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Mar 3, 2015 | Mar 11, 2015 |
| Jamie Lawrence Wing | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 26, 2015 | Mar 2, 2015 |
| Armando Cunill | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 24, 2015 | Feb 17, 2015 |
| Gary Donald Kinder | Gradient Advisors, LLC other | Gradient Wealth Management other | Other | Feb 24, 2015 | Apr 20, 2015 (55 d) |
| Paul Eugene Muhich | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 24, 2015 | Feb 25, 2015 |
| Roger P Tennyson | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 24, 2015 | Feb 26, 2015 |
| Michael James Hall | Sii Investments, Inc. other | Gradient Wealth Management no RAUM | Other | Feb 4, 2015 | Feb 2, 2015 |
| Sean Randolph Stevens | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 4, 2015 | Feb 13, 2015 |
| Larry Clifford Dogs | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 3, 2015 | Feb 5, 2015 |
| Michael Stendahl | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 2, 2015 | Feb 3, 2015 |
| George Nicholas Yankoupe | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Feb 2, 2015 | Feb 2, 2015 |
| Carol Yvonne Ransom Sutterfield | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Jan 27, 2015 | Jan 27, 2015 |
| Jonathan G Norris | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Jan 26, 2015 | Jan 27, 2015 |
| Daniel Allan Teague | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Jan 26, 2015 | Jan 26, 2015 |
| Robert Scott Swearingen | Gradient Advisors, LLC other | Gradient Wealth Management no RAUM | Other | Jan 23, 2015 | Jan 26, 2015 |
| Steve Chong Young Kim | Waddell & Reed other | Gradient Wealth Management no RAUM | Other | Dec 10, 2014 | Feb 17, 2015 (69 d) |
| Alan Lee Resch | Institute For Wealth Advisors, Inc. other | Gradient Wealth Management other | Other | Oct 30, 2014 | Sep 28, 2015 (333 d) |
| Karl Jensen | Cuna Brokerage Services, Inc. other | Gradient Wealth Management other | Other | May 6, 2014 | Apr 22, 2016 (717 d) |
| Sean Paul Perez | LPL Financial LLC other | Gradient Wealth Management other | Other | Jul 16, 2007 | Sep 7, 2016 (3341 d) |
| Troy Lee Kuhn | Pnc Wealth Management other | Gradient Wealth Management other | Other | Jul 11, 2006 | Jul 28, 2015 (3304 d) |