DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Highpoint Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Lee SwansonFifth Third Securities, Inc. otherHighpoint Advisor Group, LLC otherOtherAug 2, 2013Aug 13, 2013
Daniel Gerard MccabeRaymond James & Associates, Inc. national BDHighpoint Advisor Group, LLC otherOtherMay 22, 2013Jun 17, 2013
William Daniel KelleherUBS Financial Services Inc. wirehouseHighpoint Advisor Group, LLC otherOtherMay 13, 2013May 16, 2013
Bradley Andrew SchaffnitLPL Financial LLC otherHighpoint Advisor Group, LLC no RAUMOtherMar 27, 2013Jun 4, 2012
Randall Thomas BrunsLPL Financial LLC otherHighpoint Advisor Group, LLC no RAUMOtherMar 27, 2013Jun 5, 2012
Joel Gray ClousingEdward Jones national BDHighpoint Advisor Group, LLC otherOtherMar 26, 2013Mar 25, 2013
Leslie Alexander NorthEquitable Advisors, LLC national BDHighpoint Advisor Group, LLC otherOtherDec 21, 2012Dec 18, 2012
Dory Ann RodriguezSecurian Financial Services, Inc. otherHighpoint Advisor Group, LLC otherOtherDec 20, 2012Jan 17, 2013
Shireen Elizabeth DanielsSummit Financial Group Inc otherHighpoint Advisor Group, LLC otherOtherDec 17, 2012Jan 17, 2013 (31 d)
Steven Richard OstranderChase Investment Services Corp. otherHighpoint Advisor Group, LLC no RAUMOtherSep 10, 2012Sep 18, 2012
Peter J LesnikChase Investment Services Corp. otherHighpoint Advisor Group, LLC no RAUMOtherSep 6, 2012Sep 18, 2012
Michael Patrick LynchFsc Securities Corporation otherHighpoint Advisor Group, LLC independent RIAOtherMay 18, 2012Jun 26, 2018 (2230 d)
Dina Renee WirthAmeriprise Financial Services, LLC national BDHighpoint Advisor Group, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 15, 2011Jun 5, 2012 (326 d)
Annette Erika FindlingMidwest Professional Planners, Ltd. otherHighpoint Advisor Group, LLC otherOtherMay 9, 2011Jan 17, 2013 (619 d)
Jeffrey L MenoughAmeriprise Financial Services, LLC national BDHighpoint Advisor Group, LLC otherOtherJul 9, 2010Nov 13, 2013 (1223 d)
Richard John TarsitanoWaterstone Financial Group, Inc. unclassifiedHighpoint Advisor Group, LLC otherOtherSep 8, 2009Feb 6, 2014 (1612 d)
Michael David BellisWaterstone Financial Group, Inc. unclassifiedHighpoint Advisor Group, LLC otherOtherSep 8, 2009Apr 12, 2016 (2408 d)
Steven Paul FranzenWaterstone Financial Group, Inc. unclassifiedHighpoint Advisor Group, LLC otherOtherSep 8, 2009Jun 6, 2016 (2463 d)
John M DavilaWaterstone Financial Group, Inc. unclassifiedHighpoint Advisor Group, LLC otherOtherSep 8, 2009Mar 24, 2016 (2389 d)
Robert Andrew PerezAmeriprise Advisor Services, Inc. unclassifiedHighpoint Advisor Group, LLC otherOtherMay 13, 2009Nov 12, 2013 (1644 d)
James Dennis KellerEdward Jones national BDHighpoint Advisor Group, LLC otherOtherDec 2, 2008Nov 12, 2013 (1806 d)
John David DuckworthWilliam Blair & Company L.L.C. otherHighpoint Advisor Group, LLC otherOtherAug 2, 2007Jun 19, 2013 (2148 d)
David M KujawaCountry Trust Bank unclassifiedHighpoint Advisor Group, LLC otherOtherJul 27, 2007Nov 12, 2013 (2300 d)
Daniel Scott TresemerThrivent Investment Management Inc. otherHighpoint Advisor Group, LLC otherOtherJan 16, 2007Nov 12, 2013 (2492 d)
Richard Rodney KitickThrivent Investment Management Inc. otherHighpoint Advisor Group, LLC otherOtherJan 16, 2007Nov 1, 2013 (2481 d)
Stephen Mark VisserNational Planning Corporation ("Npc Of America" In Fl & Ny) otherHighpoint Advisor Group, LLC otherOtherMay 9, 2006Nov 12, 2013 (2744 d)
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86 moves match.