DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Balefire, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Louise GibbonsLPL Financial LLC otherBalefire, LLC otherOtherOct 28, 2015Aug 8, 2014
Jeremy Alan LyonsLPL Financial LLC otherBalefire, LLC otherOtherOct 28, 2015Aug 7, 2014
Dean KhatibWells Fargo Advisors wirehouseBalefire, LLC otherOtherOct 19, 2015Oct 7, 2015
James Edward WilterdinkWells Fargo Advisors wirehouseBalefire, LLC otherOtherSep 22, 2015Sep 21, 2015
Andrew MerchantFintegra, LLC otherBalefire, LLC otherOtherSep 11, 2015Aug 31, 2017 (720 d)
Matthew Lewis GentrySecurities America Advisors, Inc. otherBalefire, LLC otherOtherAug 28, 2015Aug 27, 2015
James Raymond ClarkCetera Investment Advisers LLC otherBalefire, LLC otherOtherJul 8, 2015Jul 13, 2015
Lance Jonathan ClausonLPL Financial LLC otherBalefire, LLC otherOtherMay 15, 2015Oct 23, 2015 (161 d)
Brian Scott SmithCuna Brokerage Services, Inc. otherBalefire, LLC otherOtherMar 31, 2015Mar 31, 2015
John Joseph NielsenAmeriprise Financial Services, LLC national BDBalefire, LLC otherOtherMar 16, 2015Mar 6, 2015
James Marshall MarsSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 2, 2013Sep 30, 2013
Andrew Hughes SusaninSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 1, 2013Sep 30, 2013
Nicholas Battiste CapobiancoSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 1, 2013Sep 30, 2013
Jay Carl PolsonSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 1, 2013Oct 9, 2013
Jonathan Chapman PearsonSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 1, 2013Sep 30, 2013
John Raymond PhillipsSecurian Financial Services, Inc. otherBalefire, LLC no RAUMOtherOct 1, 2013Oct 2, 2013
Ian Scott GiovincoSecurian Financial Services, Inc. otherBalefire, LLC mixed wealthOtherSep 16, 2008Jun 25, 2025 (6126 d)
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77 moves match.