DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cw Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Brad KauffmanPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
May H CheungPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 29, 2021
Stephen Olan WrightPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 29, 2021
Joshua Akeroyd MasonPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Raoul Rodriguez-WaltersPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 29, 2021
Jeffrey Keith TrollPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Joshua Kenworthy RiversPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Carl Wesley NoblePinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Jan 1, 2025 (1325 d)
Debra Cloud KriebelPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Sep 28, 2022 (499 d)
Sean Patrick DillonPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Jun 14, 2023 (758 d)
Carrie Eloise Durbin BerenPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Michael Andrew HamoliaPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Michael K GreenPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Sep 30, 2021 (136 d)
Michael Edward ShiresPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Thomas William RaynorPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Patrick Vincent SchererPinnacle Advisory Group, Inc. independent RIACw Advisors, LLC independent RIARIA to RIAMay 17, 2021Apr 19, 2021
Gerald Jay GravesCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Christopher John BleuherCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Robert Edward DriscollCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Jennifer Rice GatesCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Nov 4, 2020
David John CostiganCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Nov 9, 2020
Kenneth Richard ZannoniCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 28, 2020
Siobhaun Maus JohnsonCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Nov 3, 2020
Clinton Dean LynchCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Chris G. DudleyCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Salim P BoutagyCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Christine Winters LawlessCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 28, 2020
Michael Kevin HartyCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Nov 19, 2020
Ryan Patrick CarrollCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
John Chrisom BerryCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Michael John MurphyCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 21, 2020
Michael William GalvinCongress Wealth Management LLC independent RIACw Advisors, LLC no RAUMRIA to a newly registered adviserDec 2, 2020Oct 28, 2020
Erich FradenburgAlgorithmic Investment Models otherCw Advisors, LLC independent RIAOtherAug 24, 2020Jan 3, 2022 (497 d)
Robert Henry BreslinKestra Advisory Services, LLC BD affiliatedCw Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2020May 11, 2022 (702 d)
Griffin James GravesCharles Schwab & Co., Inc. national BDCw Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 15, 2019Oct 30, 2020 (411 d)
Michael Anthony StaffieriFirst Allied Advisory Services, Inc. otherCw Advisors, LLC independent RIAOtherMay 16, 2017Feb 11, 2026 (3193 d)
Markell Anthony StaffieriFirst Allied Advisory Services, Inc. otherCw Advisors, LLC independent RIAOtherMay 16, 2017Feb 2, 2026 (3184 d)
Tori Lind BenjaminNpa Asset Management, LLC otherCw Advisors, LLC independent RIAOtherNov 1, 2016Mar 31, 2025 (3072 d)
Page 2 of 2Previous
98 moves match.