DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Harold Wayne Clemons	Merrill Lynch Investment Managers LP unclassified	Bny Mellon Securities Corporation other	Other	Nov 20, 2006	Apr 24, 2007 (155 d)
Carolyn Lis	Lincoln Financial Distributors, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Sep 29, 2006	Jan 1, 2025 (6669 d)
Christopher Anthony Mangiapane	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	Aug 28, 2006	Sep 25, 2006
Kenneth Wesley Shell	J.P. Morgan Investment Management Inc. other	Bny Mellon Securities Corporation other	Other	Jul 26, 2006	Nov 14, 2007 (476 d)
Morgan Lyn Glaser	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	Jun 15, 2006	Aug 31, 2006 (77 d)
Scott Kirk Shriver	Morgan Stanley Dw Inc. unclassified	Bny Mellon Securities Corporation other	Other	May 25, 2006	Jan 4, 2007 (224 d)
Brett Michael Frum	Pgim Investments LLC other	Bny Mellon Securities Corporation other	Other	May 9, 2006	Apr 16, 2007 (342 d)
Georgette Ribas Suarez	Wells Fargo Advisors wirehouse	Bny Mellon Securities Corporation other	Other	Dec 31, 2005	Nov 26, 2007 (695 d)
Isaac Zacharia	Banc Of America Investment Services, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Sep 13, 2005	Sep 8, 2005
William W Gist	Osaic Fa, Inc. other	Bny Mellon Securities Corporation other	Other	Sep 7, 2005	Oct 13, 2005 (36 d)
Robert Frank Notarfrancesco	Banc Of America Investment Services, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Aug 26, 2005	Aug 26, 2005
Michael Kevin Green	Firstmerit Advisors, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Jul 19, 2005	Sep 25, 2014 (3355 d)
Benjamin Burns Mackey	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bny Mellon Securities Corporation other	Other	Mar 11, 2005	Oct 17, 2007 (950 d)
Leif Van Saun Springer	Chase Investment Services Corp. other	Bny Mellon Securities Corporation other	Other	Feb 10, 2005	May 4, 2005 (83 d)
Kevin Francis Crook	Lighthouse Dreyfus Growth Advisors unclassified	Bny Mellon Securities Corporation other	Other	Jan 6, 2005	May 15, 2003
Darrell Stephen Roberts	Morgan Stanley Dw Inc. unclassified	Bny Mellon Securities Corporation other	Other	Jul 19, 2004	Aug 5, 2005 (382 d)
John A Pellegrini	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	Jun 14, 2004	Aug 3, 2004 (50 d)
David Scott Goodman	Ifmg Securities, Inc. unclassified	Bny Mellon Securities Corporation other	Other	May 5, 2004	Aug 6, 2004 (93 d)
Asta Sanders	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bny Mellon Securities Corporation other	Other	May 5, 2004	May 10, 2004
Bradford Robert Mehl	Metlife Investment Fund Services LLC unclassified	Bny Mellon Securities Corporation other	Other	Feb 4, 2004	Mar 1, 2004
Anthony Rinella	Chase Investment Services Corp. other	Bny Mellon Securities Corporation other	Other	Sep 16, 2003	Oct 23, 2003 (37 d)
Bogdan Dinca	Chase Investment Services Corp. other	Bny Mellon Securities Corporation other	Other	Jun 13, 2003	May 11, 2005 (698 d)
Vincent Frank Gerardi	Morgan Stanley Dw Inc. unclassified	Bny Mellon Securities Corporation other	Other	Mar 17, 2003	Apr 2, 2003
John Alan Hanhauser	Goldman Sachs & Co. LLC wirehouse	Bny Mellon Securities Corporation other	Other	Dec 5, 2002	Aug 19, 2003 (257 d)
Thomas Alexander Scarbrough	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bny Mellon Securities Corporation other	Other	Oct 2, 2002	May 11, 2005 (952 d)

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145 moves match.