DFX Intelligence
Advisor moves
Arrivals at Rockefeller Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Debra Lynn Willson | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2024 | May 17, 2024 |
| John H Mcmanus | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | May 24, 2024 |
| Nora I. Rocha | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | May 24, 2024 |
| Jonathan Ray Maldonado | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | May 24, 2024 |
| Rusty Tally | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2024 | May 24, 2024 |
| Ronald Samuel Ventura | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2024 | May 17, 2024 |
| Elias V Stambolis | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 28, 2024 | May 17, 2024 |
| Justin Kwok | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2024 | May 14, 2024 |
| Edward Jelliff Wahlberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 | May 17, 2024 |
| Steven M Szeligowski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 20, 2024 | May 17, 2024 |
| Adam Baker Landau | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2024 | May 3, 2024 |
| Karla Hall Lavin | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | May 3, 2024 |
| Ramy Georgy | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | May 3, 2024 |
| Garland E Neal | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | May 3, 2024 |
| Ashlee Marie Fox | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2024 | May 24, 2024 |
| Kristen Rose Egan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 6, 2024 | Jul 1, 2025 (421 d) |
| Erica R Moyer | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2024 | Apr 16, 2024 |
| Jose Enrique Ruiz | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2024 | Apr 16, 2024 |
| Justin Richland Walker | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2024 | Apr 16, 2024 |
| Leam F Cohen | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2024 | Nov 5, 2024 (208 d) |
| Adoree D Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2024 | Apr 10, 2024 |
| Annette Molina Smith | J.P. Morgan Securities LLC wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2024 | Mar 22, 2024 |
| Xinyi Huang | J.P. Morgan Securities LLC wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 23, 2024 | Mar 22, 2024 |
| Latoya Bagwell | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 8, 2024 | Mar 5, 2024 |
| Claire Marie Love | Fidelity Personal And Workplace Advisors BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Jun 5, 2024 (100 d) |
| Christopher George Mitchell | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 16, 2024 |
| Ashley Mary Haisch | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2024 | Feb 8, 2024 |
| James Wyatt Freeman | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| Claude Lee Ives | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| Marjori S Brown | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| Kristen A Richards | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| Samuel Taylor Barden | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| James Patrick Waters | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| Harper J Hicks | Morgan Stanley wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2024 | Feb 8, 2024 |
| John Bellinger Lewis | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Joseph Whiteman Bartholomew | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Catherine Mcmichael Elrod | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Richard Totman Blackwell | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Kylie Anne Roman | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Lindsay Elizabeth Payne | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Michael Gerard Hofmeister | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 1, 2024 |
| Trevor Carey Adams | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Lauren Hershey | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 1, 2024 |
| Patrick J Trucco | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Feb 21, 2024 |
| Andrew Wimberly Tate | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2024 | Jan 9, 2024 |
| Iziar Moure | UBS Financial Services Inc. wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2024 | Jan 9, 2024 |
| Heather M Jensen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2024 | Jan 12, 2024 |
| Jeffrey Jeffrey Towner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| James Alan Harding | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| David Allen Lund | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Brett Allen Howell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Thomas Patrick O'Rourke | Blackrock Investment Management, LLC other | Rockefeller Capital Management BD affiliated | Other | Jan 16, 2024 | May 13, 2024 (118 d) |
| Craig Jeffrey Sharp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Jonathan Scott Lund | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Joel Andrew Barrett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Jeffrey L Dykstra | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Maureen Johanna Dodd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Christine N Steinmetz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Morgan E Badersnider | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
| Sammy Roy Salas-Salinas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rockefeller Capital Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Jan 12, 2024 |
880 moves match.