DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Parsec Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Erica Rohlfing LyallStrategic Blueprint, LLC independent RIAParsec Financial independent RIARIA to RIAMar 16, 2022May 5, 2022 (50 d)
Lori Katherine PilonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseParsec Financial independent RIAWirehouse to independent RIAFeb 18, 2021Mar 25, 2021 (35 d)
Hilary Angela DanielVanguard Advisers, Inc. BD affiliatedParsec Financial independent RIAAffiliated broker-dealer or bank to independent RIADec 16, 2020Mar 9, 2021 (83 d)
Judson Steward MeinhartRkl Private Wealth independent RIAParsec Financial independent RIARIA to RIAJul 26, 2018Aug 2, 2018
Jacqueline Fenix RogersWells Fargo Advisors wirehouseParsec Financial independent RIAWirehouse to independent RIAJun 25, 2018Jul 24, 2018
George Michael BaughmanMillard & Company, Inc. otherParsec Financial otherOtherMay 2, 2016Apr 1, 2016
Chad Evans FosterStratwealth otherParsec Financial otherOtherJan 17, 2013Apr 24, 2014 (462 d)
Daniel Calhoun JohnsonCredit Union Investment Services state registeredParsec Financial otherOtherJul 17, 2012Aug 19, 2013 (398 d)
Jessie Marie GoodwinEdward Jones national BDParsec Financial otherOtherJun 25, 2012Nov 13, 2014 (871 d)
Travis Lee BoyerEdelman Financial Services, LLC otherParsec Financial otherOtherMay 18, 2012Jul 30, 2012 (73 d)
Elizabeth Hurt CunaginBbr Partners, LLC otherParsec Financial otherOtherDec 31, 2009Sep 16, 2016 (2451 d)
Douglas William BazleyWells Fargo Advisors wirehouseParsec Financial independent RIAWirehouse to independent RIASep 8, 2009Apr 14, 2022 (4601 d)
Neal Arthur NolanAmeriprise Financial Services, LLC national BDParsec Financial otherOtherMar 10, 2006Mar 9, 2006
Sarah Duffell DergarabedianEncompass Advisors, Ltd. state registeredParsec Financial otherOtherJan 19, 2006Sep 26, 2007 (615 d)
Michael John ZiemerCharles Schwab & Co., Inc. national BDParsec Financial otherOtherAug 23, 2004Sep 10, 2004
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15 moves match.