DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Randy L ByardFidelity Personal And Workplace Advisors BD affiliatedGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2020Jun 17, 2020
William Bryce GabriFidelity Personal And Workplace Advisors BD affiliatedGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2020Feb 5, 2020
Mark Gordon HuffmanThreadline Wealth independent RIAGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC independent RIARIA to RIAJun 25, 2018Oct 24, 2018 (121 d)
Rodney Clark WaterburyPlacer Summit Financial Group, LLC otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 9, 2017Dec 22, 2017 (74 d)
Scott Carmack ThomasPlacer Summit Financial Group, LLC otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 9, 2017Dec 22, 2017 (74 d)
Kenneth David CranstoneOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJun 21, 2017Jul 13, 2017
Melissa Louise MillsOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJun 21, 2017Jul 13, 2017
Michael Thomas GenoveseOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJun 20, 2017Dec 7, 2007
Brian Patrick AbadIndependent Financial Partners otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherDec 20, 2016Jul 14, 2017 (206 d)
Peter J AshbyOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 24, 2016Dec 7, 2016 (44 d)
Angie ButlerOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherSep 26, 2016Oct 25, 2016
John Jacob ZeziniEdward Jones national BDGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJun 30, 2015Jul 10, 2015
Jonathan Lee DeeringerOsaic Wealth, Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJan 14, 2015Jan 13, 2015
John Henry LockwoodNorthwestern Mutual Investment Services,LLC otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 10, 2014Nov 25, 2015 (411 d)
Mark Gordon HuffmanMonument Group Wealth Advisors, LLC otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 5, 2010Aug 3, 2010
Kevin Michael ThelenAmeriprise Financial Services, LLC national BDGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherOct 17, 2007Jan 3, 2008 (78 d)
Kelly Thomas BrothersCitigroup Global Markets Inc. otherGenovese Burford & Brothers Wealth And Retirement Plan Mgmt, LLC otherOtherJan 18, 2007Jan 9, 2007
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17 moves match.