DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Global Portfolio Strategies, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bradley Geissbuhler	Mullintbg Advisors other	Global Portfolio Strategies, Inc. other	Other	Dec 31, 2015	Feb 25, 2016 (56 d)
Jason Hicks	Mullintbg Advisors other	Global Portfolio Strategies, Inc. other	Other	Dec 31, 2015	Mar 16, 2016 (76 d)
Crissel Lopez	Ast Investment Services, Inc. other	Global Portfolio Strategies, Inc. other	Other	Jul 10, 2013	Mar 2, 2016 (966 d)
Achu Tambi Akum	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Global Portfolio Strategies, Inc. other	Other	Dec 6, 2012	Dec 18, 2012
Daniel J Dionne	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Global Portfolio Strategies, Inc. other	Other	Jan 14, 2010	Oct 18, 2012 (1008 d)
Todd Joseph Burgess	Burgess Investments unclassified	Global Portfolio Strategies, Inc. other	Other	Dec 31, 2008	Dec 1, 2014 (2161 d)
Nicholas James Coppola	Charles Schwab & Co., Inc. national BD	Global Portfolio Strategies, Inc. other	Other	Dec 26, 2008	Sep 23, 2009 (271 d)
Stephen Albert Labate	Chase Investment Services Corp. other	Global Portfolio Strategies, Inc. other	Other	Sep 4, 2008	Sep 11, 2008
Mark Lehman Bobruff	Wells Fargo Advisors wirehouse	Global Portfolio Strategies, Inc. other	Other	May 30, 2008	Jun 5, 2008
Mark Benjamin Konrardy	U.S. Bancorp Investments, Inc. other	Global Portfolio Strategies, Inc. other	Other	Mar 18, 2008	Apr 9, 2008
Jennifer Kay Wardle	RBC Capital Markets, LLC national BD	Global Portfolio Strategies, Inc. other	Other	Oct 23, 2007	Nov 1, 2007
Nicole Higgins	MML Investors Services, LLC other	Global Portfolio Strategies, Inc. other	Other	Jul 16, 2007	Oct 30, 2007 (106 d)
Heather Polly Johnson	Edward Jones national BD	Global Portfolio Strategies, Inc. other	Other	May 31, 2007	Jul 26, 2007 (56 d)
Glen Thomas Flanaghan	Cetera Investment Services LLC other	Global Portfolio Strategies, Inc. other	Other	Feb 27, 2007	Mar 13, 2007
Richard Michael Gagne	Banc Of America Investment Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Feb 5, 2007	Feb 23, 2007
Richard Alan Parrett	Cuso Financial Services, L.P. other	Global Portfolio Strategies, Inc. other	Other	Jan 26, 2007	Jun 14, 2007 (139 d)
John Christolini	Pruco Securities, LLC other	Global Portfolio Strategies, Inc. other	Other	Oct 26, 2006	Oct 26, 2006
Cara Marie Richards-Kickham	Banc Of America Investment Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Jan 11, 2006	Oct 23, 2006 (285 d)
Brian Wallace Schilling	Edward Jones national BD	Global Portfolio Strategies, Inc. other	Other	Nov 28, 2005	Oct 24, 2006 (330 d)
Debra-Ann E Gebo	Banc Of America Investment Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Oct 25, 2005	May 8, 2006 (195 d)
Christopher Edward Murtha	Td Ameritrade, Inc. no RAUM	Global Portfolio Strategies, Inc. other	Other	Jul 29, 2005	Apr 17, 2007 (627 d)
Jill Spencer Honeycomb	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Peter J. Mathes	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Nat Nunn	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Eric Robert Hunting	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Rhonda Thill	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Jesse Richard Dalsing	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Francis Egan Dardis	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Gabriel David Ward	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Jason Anthony Sartori	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Eric Matthew Amberg	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Apr 30, 2005	Oct 23, 2006 (541 d)
Michael W Montag	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Dec 3, 2004	Oct 23, 2006 (689 d)
Michael H Beaulieu	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Sep 3, 2004	May 8, 2006 (612 d)
Daniel Allen Buchenau	Prudential Retirement Brokerage Services, Inc. unclassified	Global Portfolio Strategies, Inc. other	Other	Mar 23, 2004	Jan 3, 2007 (1016 d)
Eric Gibbs	Osaic Institutions, Inc. other	Global Portfolio Strategies, Inc. other	Other	Sep 9, 2003	Apr 30, 2008 (1695 d)

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35 moves match.