DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Regentatlantic

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ian T HarveyBridgewater Advisors Inc. independent RIARegentatlantic independent RIARIA to RIAAug 25, 2022Jun 9, 2022
Brendan HughesPathstone independent RIARegentatlantic independent RIARIA to RIAMay 17, 2022May 16, 2022
John Robert BeckAdvice And Planning Services BD affiliatedRegentatlantic independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2022Apr 5, 2022
Lisa Marie NeiraFidelity Personal And Workplace Advisors BD affiliatedRegentatlantic independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Aug 31, 2021
Michael James KlingerMorgan Stanley wirehouseRegentatlantic independent RIAWirehouse to independent RIAMar 2, 2021Feb 25, 2021
Robert Philip WolfeWealth Enhancement Advisory Services, LLC BD affiliatedRegentatlantic independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2020Mar 12, 2020
Eileen Marie StevensAbacus Planning Group, Inc. independent RIARegentatlantic independent RIARIA to RIAFeb 5, 2020Jan 10, 2020
David Michael SpungenHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019May 16, 2021 (621 d)
James Francis MaddenHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Sep 10, 2019
Jonathan Jay HochbergHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jun 2, 2021 (638 d)
Jonathan Alex GulmanHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jun 20, 2021 (656 d)
Dilan Austin KlugeHillview Capital Advisors, LLC independent RIARegentatlantic independent RIARIA to RIASep 3, 2019Jul 19, 2021 (685 d)
Eric ChenCreative Planning independent RIARegentatlantic independent RIARIA to RIAJul 25, 2019Sep 18, 2019 (55 d)
Robert David PettitMML Investors Services, LLC BD affiliatedRegentatlantic independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2019Jun 7, 2019
Peter Joseph O'NeillBeacon Trust independent RIARegentatlantic independent RIARIA to RIAApr 10, 2019Apr 16, 2019
Sharon Marie CirilloRBC Capital Markets, LLC national BDRegentatlantic independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2018Oct 19, 2018 (72 d)
Melissa Lauren WeiszWechter Feldman Wealth Management, Inc. otherRegentatlantic otherOtherFeb 13, 2017Mar 21, 2017 (36 d)
Barbara Christina BilelloMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRegentatlantic otherOtherJan 26, 2017May 30, 2017 (124 d)
Abigail M RosenMariner Wealth Advisors otherRegentatlantic otherOtherMay 9, 2016Jun 6, 2016
Andrew ByersHennion & Walsh Asset Management, Inc. otherRegentatlantic otherOtherJan 26, 2016Mar 30, 2016 (64 d)
Chadderdon Ward O'BrienLassus Wherley otherRegentatlantic otherOtherOct 7, 2015Nov 4, 2015
Melissa J GerckensEquitable Advisors, LLC national BDRegentatlantic otherOtherApr 11, 2014May 19, 2015 (403 d)
Michael KanouseStrategic Advisers LLC national BDRegentatlantic otherOtherSep 7, 2011Oct 10, 2011 (33 d)
Christopher Scott PiccoliMsi Financial Services, Inc. otherRegentatlantic independent RIAOtherJun 14, 2011Oct 16, 2019 (3046 d)
Nicole Marie Adler-FrigolettoThe Mde Group, Inc. otherRegentatlantic otherOtherFeb 5, 2010Feb 4, 2010
Lesley Anne DraperCitigroup Global Markets Inc. otherRegentatlantic otherOtherMar 26, 2009Sep 16, 2009 (174 d)
Jeffrey Thomas BoyerMercer Advisors unclassifiedRegentatlantic otherOtherApr 4, 2008May 7, 2008 (33 d)
James J CiprichUsi Securities, Inc. no RAUMRegentatlantic otherOtherOct 5, 2007Oct 29, 2007
John James SheehanAdvice And Planning Services otherRegentatlantic otherOtherMay 9, 2006Mar 19, 2010 (1410 d)
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29 moves match.