DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Guardian Trust Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Hays Evans	Wells Fargo Advisors wirehouse	Capital Guardian Trust Company other	Other	Sep 18, 2015	Nov 9, 2015 (52 d)
Andrew Howard Barag	Morgan Stanley wirehouse	Capital Guardian Trust Company other	Other	Feb 12, 2015	Jun 19, 2015 (127 d)
Elizabeth Rose Cillo	Lord, Abbett & Co. LLC other	Capital Guardian Trust Company other	Other	Sep 30, 2014	Aug 31, 2015 (335 d)
Daniel Neil Romanow	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Mar 16, 2012	Apr 12, 2012
Wayne Albert Davis	Neuberger Berman Bd LLC other	Capital Guardian Trust Company other	Other	Oct 11, 2011	Jan 25, 2012 (106 d)
William Mark Carey	Neuberger Berman Bd LLC other	Capital Guardian Trust Company other	Other	Mar 23, 2010	May 6, 2010 (44 d)
Robert Barron Lewis	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	May 6, 2009	Jul 1, 2009 (56 d)
Alan M Swerdloff	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Mar 11, 2009	Jul 7, 2009 (118 d)
Sandra Shearouse Morelli	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Feb 13, 2009	Jul 1, 2009 (138 d)
John Joseph Zielinski	Neuberger Berman Management LLC other	Capital Guardian Trust Company other	Other	Sep 18, 2007	Jun 26, 2009 (647 d)
Eric Martin Heer	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Apr 23, 2007	Jun 26, 2009 (795 d)
Jane Susan Ringel	Neuberger Berman Bd LLC other	Capital Guardian Trust Company other	Other	Dec 5, 2006	Jul 10, 2009 (948 d)
Edward Seong Wook Shim	Morgan Stanley Dw Inc. unclassified	Capital Guardian Trust Company other	Other	Jul 24, 2006	Jan 1, 2016 (3448 d)
Lynne Marie Knox	Northern Trust Securities, Inc no RAUM	Capital Guardian Trust Company other	Other	Mar 21, 2006	Jun 30, 2009 (1197 d)
Robert William Kelly	Mbsc, LLC unclassified	Capital Guardian Trust Company other	Other	Jul 1, 2005	May 28, 2009 (1427 d)
Mark Richard Taylor	Alliancebernstein L.P. other	Capital Guardian Trust Company other	Other	Dec 4, 2003	Jan 5, 2006 (763 d)

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16 moves match.