DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Horizon Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason CircelliPacer Advisors, Inc. asset managerHorizon Investments LLC asset managerOtherJun 9, 2026Jul 2, 2026
Alket KociajUBS Financial Services Inc. wirehouseHorizon Investments LLC asset managerOtherMar 6, 2026Mar 6, 2026
Bradford Peter MurphyMorningstar Investment Services LLC independent RIAHorizon Investments LLC asset managerOtherDec 21, 2023Feb 1, 2024 (42 d)
Dimitri Clyde RedwoodFlorida Financial Advisors, LLC BD affiliatedHorizon Investments LLC asset managerOtherNov 15, 2022Dec 13, 2022
Thomas K LyonsNovem Group independent RIAHorizon Investments LLC asset managerOtherJun 22, 2022Jun 6, 2022
Eric AnthonyCreative Planning independent RIAHorizon Investments LLC asset managerOtherMar 31, 2022Apr 8, 2022
Matthew Benjamin TerrySymmetry Partners mixed wealthHorizon Investments LLC asset managerOtherJun 11, 2021Aug 16, 2021 (66 d)
Christian M OconnorSymmetry Partners mixed wealthHorizon Investments LLC asset managerOtherJun 11, 2021Aug 16, 2021 (66 d)
Jason Cole StorjohannRussell Investments otherHorizon Investments LLC asset managerOtherSep 23, 2020Nov 25, 2020 (63 d)
Casey R Robert HazenUBS Financial Services Inc. wirehouseHorizon Investments LLC asset managerOtherJul 27, 2020Sep 4, 2020 (39 d)
John Henry BryantAdvice And Planning Services BD affiliatedHorizon Investments LLC otherOtherMay 28, 2019Jul 29, 2019 (62 d)
James N WolfePrimerica Advisors national BDHorizon Investments LLC asset managerOtherJan 8, 2019Mar 7, 2022 (1154 d)
Danielle LearnedLPL Financial LLC independent RIAHorizon Investments LLC otherOtherOct 16, 2018Nov 30, 2018 (45 d)
Patrick Carter HauerWilson David Investment Advisors state registeredHorizon Investments LLC otherOtherMay 4, 2016Jan 14, 2016
Jeffrey M StirlingEquitable Advisors, LLC national BDHorizon Investments LLC asset managerOtherNov 10, 2015Nov 10, 2025 (3653 d)
Daniel Patrick OtooleAssetmark, Inc. otherHorizon Investments LLC otherOtherNov 5, 2015Nov 24, 2015
James Thomas BreenBreen Financial Corporation no RAUMHorizon Investments LLC otherOtherMar 3, 2015Apr 1, 2016 (395 d)
Carlos Edward BarbosaFirst Trust Advisors LP otherHorizon Investments LLC otherOtherDec 3, 2014Jan 30, 2017 (789 d)
Robert Paul ShanahanClearbridge Investments, LLC otherHorizon Investments LLC otherOtherAug 9, 2010May 23, 2011 (287 d)
Scott Michael AlbrightOppenheimer & Co. Inc. otherHorizon Investments LLC otherOtherFeb 2, 2010Aug 20, 2010 (199 d)
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20 moves match.