DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sbsb Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christian Enrique MijaresWealthcrossing independent RIASbsb Financial Advisors independent RIARIA to RIAApr 15, 2020Apr 27, 2020
Alexandra PayneSpire Wealth Management, LLC BD affiliatedSbsb Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2019Nov 9, 2020 (418 d)
Chip Jason JurgensenRaymond James Financial Services Advisors, Inc BD affiliatedSbsb Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 19, 2019Jun 26, 2019
Joseph Stanley FalchekPagnatokarp Partners, LLC independent RIASbsb Financial Advisors independent RIARIA to RIAMay 3, 2019May 28, 2019
Daniel Joseph GraffWeatherstone Capital Management independent RIASbsb Financial Advisors independent RIARIA to RIAMar 7, 2019May 2, 2018
Robert Everett CiulloPagnatokarp Partners, LLC independent RIASbsb Financial Advisors independent RIARIA to RIAFeb 19, 2019Mar 11, 2021 (751 d)
John William Woodside WiegmannWells Fargo Advisors wirehouseSbsb Financial Advisors independent RIAWirehouse to independent RIADec 5, 2018Dec 19, 2018
Thomas Joseph AnninB|O|S independent RIASbsb Financial Advisors independent RIARIA to RIAJun 1, 2018Oct 15, 2019 (501 d)
Sarah E BakerRonald Blue & Co., LLC otherSbsb Financial Advisors otherOtherAug 1, 2017Oct 11, 2017 (71 d)
Jason PanEdelman Financial Services, LLC otherSbsb Financial Advisors independent RIAOtherApr 5, 2017Jul 11, 2019 (827 d)
Shayna Amalie LebowitzSavant Wealth Management otherSbsb Financial Advisors otherOtherOct 10, 2016Oct 25, 2016
Matthew A RamosCapital Fiduciary Advisors, LLC otherSbsb Financial Advisors otherOtherJan 13, 2014Apr 8, 2014 (85 d)
Meghan LuskVoya Financial Advisors, Inc. otherSbsb Financial Advisors otherOtherAug 28, 2012May 18, 2016 (1359 d)
Douglas Arthur KeeganInvest Financial Corporation otherSbsb Financial Advisors otherOtherFeb 1, 2008May 27, 2008 (116 d)
Alfred A. JordanoDeloitte Investment Advisors LLC unclassifiedSbsb Financial Advisors otherOtherJan 3, 2007Oct 25, 2007 (295 d)
Mia Lynn CardwellE*Trade Capital Management, LLC otherSbsb Financial Advisors otherOtherDec 31, 2005Jan 6, 2004
Jason Lloyd WilliamsMay & Barnhard, Pc unclassifiedSbsb Financial Advisors otherOtherJul 7, 2004Feb 17, 2005 (225 d)
Jeffrey Richard PorterJohnston Lemon Asset Management Inc otherSbsb Financial Advisors otherOtherMar 29, 2004Mar 16, 2006 (717 d)
Mark J GilbertE*Trade Capital Management, LLC otherSbsb Financial Advisors otherOtherJan 14, 2004Jan 8, 2004
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19 moves match.