DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Compak Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Joseph UxaThrivent Investment Management Inc. BD affiliatedCompak Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2024Aug 27, 2024
Melissa Lynn WrightNicholas Yrizarry Wealth Management Group otherCompak Asset Management independent RIAOtherDec 3, 2021May 17, 2021
John Howard DeardorffCheck Capital Management Inc otherCompak Asset Management otherOtherNov 3, 2015Nov 10, 2015
Jonathan Charles YoungEdward Jones national BDCompak Asset Management otherOtherFeb 9, 2010Mar 9, 2011 (393 d)
Yekaterina Ivanovna GalkinaMsi Financial Services, Inc. otherCompak Asset Management otherOtherDec 18, 2006Jul 2, 2007 (196 d)
Vincent Keith AnnableCl Wealth Management LLC otherCompak Asset Management otherOtherOct 12, 2006Jun 2, 2009 (964 d)
Justin PearcePruco Securities, LLC otherCompak Asset Management otherOtherAug 5, 2005Jan 30, 2008 (908 d)
Michael StancoTd Ameritrade, Inc. no RAUMCompak Asset Management otherOtherMar 3, 2005Feb 15, 2006 (349 d)
Chad Matthew WeberCharles Schwab & Co., Inc. national BDCompak Asset Management otherOtherNov 24, 2003Jan 29, 2004 (66 d)
Diron TappinMorgan Stanley Dw Inc. unclassifiedCompak Asset Management otherOtherJan 13, 2003Mar 28, 2003 (74 d)
Elmer Barba SalvadorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCompak Asset Management otherOtherJan 2, 2003Nov 17, 2004 (685 d)
Justin Edward McdonaldCitigroup Global Markets Inc. otherCompak Asset Management otherOtherOct 21, 2002Mar 7, 2003 (137 d)
Page 1 of 1
12 moves match.