DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Summit Equities Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stanley GregorSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Feb 7, 2017
Nella ZelenskySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Jun 5, 2017
John R DuffySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 27, 2018Oct 10, 2017
Brian Albert NolanSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 25, 2018Sep 10, 2009
Robert Anthony BeckettSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Apr 30, 2010
Martin James McginleySummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Dec 1, 2017
Todd Scott WeissSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018May 30, 2014
Kevin KreuzerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 15, 2011
George L RiosecoSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Apr 1, 2008
Shant TashjianSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 28, 2005
Brian Edward BartholdSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Aug 1, 2002
Victor Dominick MaccagnanSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Sep 7, 2007
Brian SnersonSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Oct 12, 2004
Ryan Adam HanisakSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Feb 3, 2009
Justin Benjamin ErferSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Aug 17, 2016
Lindsey Nicole KohlerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 20, 2018Nov 3, 2017
Thomas George GoodwinSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherMar 8, 2018Feb 16, 2010
Daniel Charles SingerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherFeb 9, 2018Apr 3, 2006
Matthew David RenovSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherNov 1, 2017Jun 7, 2016
Gary Kurt HagerSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherSep 29, 2017Aug 31, 2004
Jun ChenSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherJul 28, 2017Jun 28, 2017
Craig Barry WeissSeelaus Asset Management, LLC otherSummit Equities Inc otherOtherJul 24, 2017Jun 30, 2017
Marc Alexander GuidoCommonwealth Financial Network national BDSummit Equities Inc otherOtherJan 10, 2017Oct 10, 2017 (273 d)
Steven CrevarComprehensive Capital Management, Inc. otherSummit Equities Inc otherOtherSep 13, 2016Sep 20, 2016
Margaret Jane GoreInsight Private Advisors, LLC otherSummit Equities Inc otherOtherMay 2, 2016Mar 28, 2016
Nicholas George VillanoNorthwestern Mutual Investment Services,LLC otherSummit Equities Inc otherOtherMay 29, 2015May 29, 2015
Vincent John NauheimerNorthwestern Mutual Investment Services,LLC otherSummit Equities Inc otherOtherFeb 3, 2015Feb 13, 2015
Matthew Isaac SecemskiNorthwestern Mutual Investment Services,LLC otherSummit Equities Inc otherOtherJun 4, 2014Jun 2, 2014
Michael Nicholas MegillNorthwestern Mutual Investment Services,LLC otherSummit Equities Inc otherOtherApr 8, 2014Apr 8, 2014
Robert IolaSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherJan 6, 2014Feb 19, 2004
Michael Thomas SaporitoWells Fargo Advisors wirehouseSummit Equities Inc otherOtherJul 22, 2013Apr 29, 2014 (281 d)
Diane Kathrine TaylorFreedom Wealth Advisors, LLC unclassifiedSummit Equities Inc otherOtherAug 31, 2012Apr 24, 2017 (1697 d)
Charles Dominic Dayer WildSummit Financial Resources Inc no RAUMSummit Equities Inc otherOtherOct 19, 2010May 10, 2010
Leean Carole HunchakWells Fargo Advisors wirehouseSummit Equities Inc otherOtherMay 18, 2010Aug 13, 2010 (87 d)
Michael CaputoPark Avenue Securities LLC otherSummit Equities Inc otherOtherDec 14, 2007Dec 3, 2007
Scott PortlockIcici Investment Advisors unclassifiedSummit Equities Inc otherOtherApr 20, 2007Jul 30, 2007 (101 d)
Howard Elliott KaplanCommonwealth Financial Network national BDSummit Equities Inc otherOtherOct 19, 2005Oct 17, 2005
Alexander Michael PanasStonebridge Capital Management otherSummit Equities Inc otherOtherOct 6, 2005Jul 28, 2005
Richard Ferris SamaraChase Investment Services Corp. otherSummit Equities Inc otherOtherNov 19, 2004Nov 19, 2004
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39 moves match.