DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rtd Financial Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lillia SmithCorient independent RIARtd Financial Advisors Inc independent RIARIA to RIAMar 12, 2024Oct 1, 2025 (568 d)
Zachary Robert MerringOsaic Fa, Inc. BD affiliatedRtd Financial Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2023Oct 1, 2025 (961 d)
Maxine Dara ShevlinWms Partners, LLC independent RIARtd Financial Advisors Inc independent RIARIA to RIAMar 10, 2022Oct 1, 2025 (1301 d)
Stephen Frederick HorstmannBluesky Wealth Advisors, LLC independent RIARtd Financial Advisors Inc independent RIARIA to RIADec 22, 2021Jul 1, 2024 (922 d)
Garret James DesjardinsCommonwealth Financial Network national BDRtd Financial Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 11, 2019Apr 5, 2021 (542 d)
William George LoveThe Marshall Financial Group, Inc independent RIARtd Financial Advisors Inc independent RIARIA to RIASep 7, 2018Oct 1, 2018
Nicole Marie OffermanInnovative Investment Fiduciaries, LLC no RAUMRtd Financial Advisors Inc independent RIAOtherApr 24, 2018Oct 4, 2018 (163 d)
Irene Susan GimanPinnacle Financial Advisors, LLC otherRtd Financial Advisors Inc otherOtherMar 30, 2016Apr 18, 2016
Mitchell Jeffrey MetzPinnacle Financial Advisors, LLC otherRtd Financial Advisors Inc otherOtherMar 30, 2016Apr 18, 2016
Gregory John YoungPinnacle Financial Advisors, LLC otherRtd Financial Advisors Inc otherOtherMar 30, 2016Apr 19, 2016
Rachel Fieweger MoranThe Fairman Group, LLC otherRtd Financial Advisors Inc otherOtherOct 4, 2013Nov 19, 2013 (46 d)
Matthew Tyler WilliamsAmeriprise Financial Services, LLC national BDRtd Financial Advisors Inc otherOtherJul 16, 2012Jan 4, 2013 (172 d)
Monica M GarverNrp Advisors, Inc. unclassifiedRtd Financial Advisors Inc otherOtherNov 3, 2009Jul 16, 2014 (1716 d)
Paul Andrew LaviolaFinancial Planning Solutions, Inc. unclassifiedRtd Financial Advisors Inc otherOtherDec 31, 2006Jan 8, 2007
Richard John DursoTd Ameritrade, Inc. no RAUMRtd Financial Advisors Inc otherOtherMay 20, 2004Mar 16, 2009 (1761 d)
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15 moves match.