| Jose Miguel Herrera | Capital One Advisors, LLC BD affiliated | Brinker Capital Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Jul 18, 2018 |
| Michael John Kerr | Td Private Client Wealth LLC BD affiliated | Brinker Capital Inc BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | May 4, 2018 |
| Sterling Tyler Moore | MML Investors Services, LLC BD affiliated | Brinker Capital Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2018 | Apr 27, 2018 |
| William Thomas Cole | Strategic Advisers LLC national BD | Brinker Capital Inc other | Other | Jan 29, 2018 | Jan 26, 2018 |
| Anthony Joel Gonzales | Global Financial Private Capital, Inc. other | Brinker Capital Inc other | Other | Jan 12, 2018 | Jan 10, 2018 |
| Jason Bradford Moore | Morgan Stanley wirehouse | Brinker Capital Inc other | Other | Jun 30, 2016 | Jun 22, 2016 |
| Timothy Arthur Holland | Tamro Capital Partners LLC other | Brinker Capital Inc other | Other | Mar 21, 2016 | Mar 31, 2017 (375 d) |
| Michael J Cole | Curian Capital, LLC other | Brinker Capital Inc other | Other | Sep 15, 2015 | Nov 4, 2015 (50 d) |
| Matthew S Mileski | Morgan Stanley wirehouse | Brinker Capital Inc other | Other | Jan 12, 2015 | Jan 7, 2015 |
| Francisco Acevedo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Brinker Capital Inc other | Other | Apr 10, 2014 | Jun 6, 2014 (57 d) |
| Frank J Pizzichillo | Assetmark, Inc. other | Brinker Capital Inc other | Other | May 3, 2013 | May 14, 2013 |
| Christopher Pennock Hart | Morgan Stanley wirehouse | Brinker Capital Inc other | Other | Apr 19, 2013 | Feb 12, 2014 (299 d) |
| Edward Charles Kelly | Assetmark, Inc. other | Brinker Capital Inc other | Other | Jun 25, 2012 | Jun 22, 2012 |
| Sean P Ryan | Pacer Advisors, Inc. other | Brinker Capital Inc other | Other | Mar 19, 2012 | Nov 26, 2012 (252 d) |
| Paul J Cook | Usi Advisors other | Brinker Capital Inc other | Other | Jun 30, 2011 | Jul 5, 2011 |
| Kira Epstein Reitz | UBS Financial Services Inc. wirehouse | Brinker Capital Inc other | Other | Dec 31, 2010 | Aug 30, 2012 (608 d) |
| Daniel Roland Holloway | Lincoln Financial Distributors, Inc. unclassified | Brinker Capital Inc other | Other | May 11, 2009 | Feb 13, 2015 (2104 d) |
| Thomas Kessinger Rathmell Wilson | Davidson Capital Management unclassified | Brinker Capital Inc other | Other | Oct 31, 2005 | May 10, 2006 (191 d) |
| Brad Michael Maurer | Bny Mellon Advisors, Inc. other | Brinker Capital Inc other | Other | May 12, 2004 | May 18, 2004 |