DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Huntleigh Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kara Lee HillEdward Jones national BDHuntleigh Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 29, 2026Jun 1, 2026
James David FendrickEdward Jones national BDHuntleigh Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2026Feb 10, 2026
Debra Dawn MesleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHuntleigh Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJan 2, 2026Dec 8, 2025
Jason Howard CookseyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHuntleigh Advisors, Inc. independent RIAWirehouse to independent RIADec 17, 2024Dec 4, 2024
Brett Anthony MuddWells Fargo Advisors wirehouseHuntleigh Advisors, Inc. independent RIAWirehouse to independent RIAJun 17, 2024Apr 8, 2024
Lindsey Jo HolbrookWolfrum And Co. no RAUMHuntleigh Advisors, Inc. independent RIAOtherApr 11, 2024Apr 10, 2024
Richard Lowery MorrisWolfrum And Co. no RAUMHuntleigh Advisors, Inc. independent RIAOtherApr 11, 2024Apr 10, 2024
Lon Eric DircksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHuntleigh Advisors, Inc. independent RIAWirehouse to independent RIAMar 6, 2024Apr 22, 2024 (47 d)
James Ronald SanfordDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023May 30, 2019
Greg Alfred OverschmidtDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 8, 2021
Phillip Kimball CarverDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 12, 2021
Robert James TockDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 8, 2021
John Thomas SullivanDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 7, 2021
Dale Frederick KleekampDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 8, 2021
William James RodoskyDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 7, 2021
James Ross GullaDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2023Apr 21, 2025 (755 d)
A C BrownDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 6, 2021
Larry David LittleDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 7, 2021
Daniel Jerome LecureDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Aug 28, 2020
Alan James FerrariDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 4, 2021
Matthew Joseph OttDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2023Oct 6, 2021
Christopher Cory O'ConnellDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2023Oct 16, 2023 (202 d)
Pamela Jane JohnstonDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. otherOtherMar 28, 2023Jan 18, 2006
Douglas Michael SimmsDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 8, 2021
Justin Andrew EggenbergerDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. independent RIARIA to RIAMar 28, 2023Jan 4, 2021
Kenneth Bruce CohenDatatex Investment Services Inc independent RIAHuntleigh Advisors, Inc. otherOtherMar 28, 2023Dec 13, 2016
Jack Martin DowMML Investors Services, LLC BD affiliatedHuntleigh Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2022Mar 24, 2022
Amanda Jonell WolfrumWolfrum And Co. no RAUMHuntleigh Advisors, Inc. independent RIAOtherDec 22, 2021Apr 10, 2024 (840 d)
Tuan Manh NguyenRaymond James & Associates, Inc. national BDHuntleigh Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2020May 6, 2020
Mary Elizabeth BlackardAmeriprise Financial Services, LLC national BDHuntleigh Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2019Jun 14, 2019
Valerie Kay BrennanWolfrum And Co. no RAUMHuntleigh Advisors, Inc. independent RIAOtherApr 4, 2019Jun 15, 2018
Corey Michael StackhouseEdward Jones national BDHuntleigh Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2018Jul 11, 2018
William John AndersonEdward Jones national BDHuntleigh Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 2, 2018Apr 2, 2018 (31 d)
Nicole Marie GilbertMindshare Capital Management, LLC otherHuntleigh Advisors, Inc. otherOtherSep 28, 2016Sep 6, 2016
Andrew Steven RichMindshare Capital Management, LLC otherHuntleigh Advisors, Inc. otherOtherSep 28, 2016Sep 7, 2016
Robert Stephen RichOppenheimer & Co. Inc. otherHuntleigh Advisors, Inc. otherOtherJun 18, 2015Jul 20, 2015 (32 d)
Scott Michael RichB Riley Wealth Management otherHuntleigh Advisors, Inc. otherOtherFeb 3, 2014Sep 7, 2016 (947 d)
James Birke QuicksilverMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHuntleigh Advisors, Inc. otherOtherDec 5, 2012Nov 30, 2012
Matthew Hanley KallmanU.S. Bancorp Investments, Inc. otherHuntleigh Advisors, Inc. otherOtherJul 15, 2011Jul 18, 2011
Martin Lewis ZygmundWells Fargo Advisors wirehouseHuntleigh Advisors, Inc. otherOtherOct 25, 2010Oct 22, 2010
James Michael TerschluseWells Fargo Advisors wirehouseHuntleigh Advisors, Inc. otherOtherOct 25, 2010Oct 22, 2010
Jerry Francis CostelloWells Fargo Advisors wirehouseHuntleigh Advisors, Inc. otherOtherOct 25, 2010Oct 22, 2010
Eric Allen WoodEquitable Advisors, LLC national BDHuntleigh Advisors, Inc. otherOtherOct 5, 2009Sep 28, 2009
Scott Middleton DebandtEdward Jones national BDHuntleigh Advisors, Inc. otherOtherMay 15, 2009Dec 16, 2016 (2772 d)
George Gregory CaseyCitigroup Global Markets Inc. otherHuntleigh Advisors, Inc. otherOtherJan 25, 2007Jan 25, 2007
Richard Harold EckenrodtPearl Street Capital, LLC unclassifiedHuntleigh Advisors, Inc. otherOtherAug 16, 2006Aug 17, 2006
William Lawrence ChambersRobert W. Baird & Co. Incorporated otherHuntleigh Advisors, Inc. independent RIAOtherJul 7, 2005Oct 15, 2024 (7040 d)
Thomas Edward GummersbachOppenheimer & Co. Inc. otherHuntleigh Advisors, Inc. otherOtherMar 3, 2005Mar 4, 2005
Page 1 of 1
48 moves match.