DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Management Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Robert DwyerCamarda Wealth Advisory Group independent RIACapital Management Services, Inc. independent RIARIA to RIAJul 7, 2021Jul 20, 2021
Jeffrey Ira FoutsRetirement Planning Specialists, Inc. unclassifiedCapital Management Services, Inc. independent RIAOtherDec 31, 2020Oct 9, 2018
Daniel P OstlundWorld Equity Group, Inc. BD affiliatedCapital Management Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2020Dec 7, 2020
Richard William ErvolinoModern Capital Advisors, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIASep 23, 2020Jan 1, 2025 (1561 d)
Jonathan Philip Thomas PaceAe Wealth Management, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIASep 8, 2020Apr 20, 2020
Thomas Walter BrownWorld Equity Group, Inc. BD affiliatedCapital Management Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2020Feb 14, 2020
Edward Jason JaaxOne Advocate Group independent RIACapital Management Services, Inc. independent RIARIA to RIADec 31, 2019Dec 11, 2019
Robert Steven OldhamValic Financial Advisors, Inc. BD affiliatedCapital Management Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Aug 1, 2019
Richard Robert DwyerSgl Financial, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIAMar 26, 2018Apr 2, 2018
Eric Edward SwansonReilly Financial Advisors independent RIACapital Management Services, Inc. independent RIARIA to RIADec 31, 2017Mar 1, 2018 (60 d)
Michael David ZimmermanCutter & Company, Inc. otherCapital Management Services, Inc. independent RIAOtherDec 31, 2016Jan 25, 2017
Mark Hwaley ChaoWorld Equity Group, Inc. otherCapital Management Services, Inc. independent RIAOtherDec 31, 2016Feb 17, 2017 (48 d)
Ian Thomas RobertsonLyons Wealth Management otherCapital Management Services, Inc. independent RIAOtherMay 26, 2015Oct 16, 2015 (143 d)
Anthony Michael RoylanceMcr Capital Management unclassifiedCapital Management Services, Inc. independent RIAOtherFeb 10, 2015Feb 10, 2015
David Stuart WestphalCriterium Capital Investments, Ltd unclassifiedCapital Management Services, Inc. independent RIAOtherDec 31, 2003Jan 1, 2001
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15 moves match.