DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dionne Cornelius Thompson	Edelman Financial Engines mixed wealth	Capital Investment Advisors independent RIA	RIA to RIA	Aug 7, 2020	Jan 12, 2022 (523 d)
Marjorie Ann Opalski	Cetera Advisors LLC other	Capital Investment Advisors other	Other	Nov 4, 2016	Nov 11, 2016
Samuel Power Boyd	LPL Financial LLC other	Capital Investment Advisors other	Other	Feb 25, 2013	Feb 22, 2013
Michael Jozef Opalski	H. Beck, Inc. other	Capital Investment Advisors independent RIA	Other	Apr 22, 2010	Jan 12, 2026 (5744 d)
Konstantin Rusin	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capital Investment Advisors other	Other	Dec 22, 2008	Aug 26, 2009 (247 d)
Dionne Cornelius Thompson	Lincoln Financial Distributors, Inc. unclassified	Capital Investment Advisors other	Other	Sep 29, 2003	Jul 16, 2004 (291 d)
Joyce Michele Cool	Transamerica Financial Advisors, LLC other	Capital Investment Advisors other	Other	Jul 16, 2003	Oct 24, 2003 (100 d)
Howard Paul Offit	Gateway Investment Advisers LP unclassified	Capital Investment Advisors other	Other	Feb 13, 2003	Jan 12, 2005 (699 d)
William Thomas Saunders	Voya Financial Advisors, Inc. other	Capital Investment Advisors other	Other	Dec 13, 2002	Dec 10, 2004 (728 d)

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9 moves match.