DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mcnally Financial Services Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marcus Hans HafnerEquitable Advisors, LLC national BDMcnally Financial Services Corporation state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 20, 2019Oct 11, 2019
Mark Gregory RagosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMcnally Financial Services Corporation state registeredWirehouse to a state-registered adviserNov 21, 2018Jun 3, 2019 (194 d)
Clifford Brian BurchInvestment Professionals, Inc. otherMcnally Financial Services Corporation state registeredOtherMay 30, 2017May 17, 2017
Kimberly Evelyn McmillionJ P Turner & Company Capital Management, LLC otherMcnally Financial Services Corporation state registeredOtherOct 1, 2015Mar 9, 2016 (160 d)
Jan I ZennerTransamerica Financial Advisors, LLC otherMcnally Financial Services Corporation state registeredOtherDec 6, 2011Apr 19, 2012 (135 d)
Marshall Royal CassedyCapitol Securities Management, Inc. otherMcnally Financial Services Corporation state registeredOtherApr 9, 2010Mar 23, 2021 (4001 d)
Vincent Scott LewisWoodbury Financial Services, Inc. otherMcnally Financial Services Corporation state registeredOtherSep 30, 2009Nov 19, 2009 (50 d)
Brett Jerome SaddlerAmeriprise Financial Services, LLC national BDMcnally Financial Services Corporation state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 8, 2009Nov 9, 2009 (154 d)
George Greene RossMission Wealth Management, LP otherMcnally Financial Services Corporation state registeredOtherNov 13, 2007Jan 12, 2009 (426 d)
Kevin Michael CarrascoInvestment Professionals, Inc. otherMcnally Financial Services Corporation state registeredOtherOct 31, 2007Oct 29, 2009 (729 d)
Calvin Richard SpeerLPL Financial LLC otherMcnally Financial Services Corporation state registeredOtherMar 19, 2007Nov 13, 2007 (239 d)
Brian Charles BakerInvesco Aim Private Asset Management, Inc. unclassifiedMcnally Financial Services Corporation state registeredOtherJan 22, 2007Jun 27, 2025 (6731 d)
Mark Alan KempHornor, Townsend & Kent, LLC otherMcnally Financial Services Corporation state registeredOtherSep 30, 2005Oct 28, 2024 (6968 d)
Joseph Anthony BerkelLPL Financial LLC otherMcnally Financial Services Corporation state registeredOtherJul 24, 2003Sep 14, 2007 (1513 d)
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14 moves match.