DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mutual Trust Asset Mgmt., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Wakefield | Edward Jones national BD | Mutual Trust Asset Mgmt., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Dec 6, 2024 (325 d) |
| Michael Chase Gilbert | Wells Fargo Advisors wirehouse | Mutual Trust Asset Mgmt., Inc. independent RIA | Wirehouse to independent RIA | Jan 13, 2023 | Apr 9, 2023 (86 d) |
| Paul James Dipalma | Southport Capital independent RIA | Mutual Trust Asset Mgmt., Inc. independent RIA | RIA to RIA | Dec 3, 2021 | Jun 14, 2023 (558 d) |
| Robert Karl Riley | Fidelity Personal And Workplace Advisors BD affiliated | Mutual Trust Asset Mgmt., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Oct 21, 2022 (714 d) |
| Joshua Shapiro | Ast Investment Services, Inc. asset manager | Mutual Trust Asset Mgmt., Inc. independent RIA | Other | Nov 21, 2019 | Oct 4, 2021 (683 d) |
| Keith Alan Golden | Summit Financial Group Inc BD affiliated | Mutual Trust Asset Mgmt., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 5, 2023 (1466 d) |
| Raman J Singh | Northwestern Mutual Investment Services,LLC no RAUM | Mutual Trust Asset Mgmt., Inc. independent RIA | Other | Mar 28, 2018 | Mar 19, 2020 (722 d) |
| Sean Stephen Pendray | Freedom Investors Corp. other | Mutual Trust Asset Mgmt., Inc. independent RIA | Other | Jun 27, 2017 | Jun 1, 2018 (339 d) |
| Gerald E Shaw | Summit Financial Group Inc other | Mutual Trust Asset Mgmt., Inc. other | Other | Jul 10, 2015 | Aug 11, 2015 (32 d) |
| Allen Leroy Claggett | Equitable Advisors, LLC national BD | Mutual Trust Asset Mgmt., Inc. other | Other | Nov 12, 2014 | Mar 4, 2015 (112 d) |
| James Bradley Teegarden | Geneos Wealth Management, Inc. other | Mutual Trust Asset Mgmt., Inc. other | Other | Feb 26, 2008 | Jan 8, 2013 (1778 d) |
| Peter Julian Taurinskas | Spc other | Mutual Trust Asset Mgmt., Inc. other | Other | Feb 28, 2007 | Jan 22, 2014 (2520 d) |
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12 moves match.