DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Century Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Svetla D Vavova-Clifford	Ameriprise Financial Services, LLC national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Apr 1, 2011	Apr 18, 2011
Khiem Thi Truong - Von Garvisch	Charles Schwab & Co., Inc. national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 31, 2011	Jul 18, 2011 (109 d)
Michael Brian Mills	Delaware Capital Management Advisers, Inc no RAUM	American Century Advisory Services, Inc. no RAUM	Other	Aug 16, 2010	Aug 26, 2010
Brent Hoskins	Sound Stewardship, LLC other	American Century Advisory Services, Inc. no RAUM	Other	Feb 1, 2010	Feb 17, 2010
Duong Truong Tran	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	American Century Advisory Services, Inc. no RAUM	Wirehouse to a newly registered adviser (no RAUM reported yet)	Dec 22, 2008	Mar 14, 2011 (812 d)
Alice Legan Mitchell	LPL Financial LLC other	American Century Advisory Services, Inc. no RAUM	Other	Aug 11, 2008	Nov 24, 2010 (835 d)
Curtis J Gray	First Command Financial Planning, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Jun 4, 2008	Nov 10, 2009 (524 d)
Christopher Joseph Desimone	Amundi Pioneer Institutional Asset Management, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Jan 22, 2008	Jan 24, 2008
James William Peavey	Charles Schwab & Co., Inc. national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Apr 27, 2007	Apr 3, 2007
Sean Christopher Devlin	Ameriprise Financial Services, LLC national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 20, 2006	Feb 22, 2010 (1435 d)
Tatum Koy Schuler	Cetera Investment Services LLC other	American Century Advisory Services, Inc. no RAUM	Other	Jan 10, 2006	Jan 8, 2007 (363 d)
Kelly G Hammond	Walnut Street Securities, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Nov 17, 2005	Jan 8, 2007 (417 d)
David Richard Ford	Federated Investment Counseling other	American Century Advisory Services, Inc. no RAUM	Other	Jul 14, 2005	Apr 13, 2006 (273 d)
Jessica Ann Hayes	Thrivent Investment Management Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Jun 15, 2005	Mar 14, 2006 (272 d)
Luke N Eide	Ameriprise Financial Services, LLC national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	May 25, 2005	Jan 31, 2007 (616 d)
Jennifer Lynn Barron	Invesco Aim Private Asset Management, Inc. unclassified	American Century Advisory Services, Inc. no RAUM	Other	May 12, 2005	Apr 13, 2006 (336 d)
Bradford Merton Sawyer	Amundi Asset Management US, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Apr 12, 2005	Apr 27, 2006 (380 d)
Jerome Barber Moore	Curian Capital, LLC other	American Century Advisory Services, Inc. no RAUM	Other	Mar 22, 2005	Apr 27, 2006 (401 d)
David Michel Haik	Transamerica Financial Advisors, LLC other	American Century Advisory Services, Inc. no RAUM	Other	Dec 8, 2004	Mar 13, 2006 (460 d)
Kevin Wayne Stone	Walnut Street Securities, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Oct 29, 2004	Nov 10, 2004
Cameron Emmott	Waddell & Reed other	American Century Advisory Services, Inc. no RAUM	Other	Sep 27, 2004	Mar 16, 2006 (535 d)
Jason Lee Tucker	Td Ameritrade, Inc. no RAUM	American Century Advisory Services, Inc. no RAUM	Other	Aug 10, 2004	Mar 16, 2006 (583 d)
Neal Christopher Dolbeare	Morgan Stanley Dw Inc. unclassified	American Century Advisory Services, Inc. no RAUM	Other	May 20, 2004	Mar 14, 2006 (663 d)
Santo Montalbano	Bny Mellon Securities Corporation other	American Century Advisory Services, Inc. no RAUM	Other	May 5, 2004	Jul 6, 2004 (62 d)
Donna Lynn Tilden	Country Club Financial Services, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Apr 30, 2004	Mar 17, 2006 (686 d)
Leonard Carl Lehmann	Equitable Advisors, LLC national BD	American Century Advisory Services, Inc. no RAUM	Affiliated broker-dealer or bank to a newly registered adviser	Mar 1, 2004	May 12, 2005 (437 d)
Jacob Andrew Tyndall	Pruco Securities, LLC other	American Century Advisory Services, Inc. no RAUM	Other	Dec 19, 2003	Mar 3, 2009 (1901 d)

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27 moves match.