DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Andersen

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Howard FisherReilly, Fisher & Solomon Investment Advisors, Inc. unclassifiedAndersen independent RIAOtherOct 3, 2024Nov 8, 2024 (36 d)
Matthew Allan JufferHjn Advisors, Llp otherAndersen independent RIAOtherSep 18, 2024Oct 11, 2023
Jeffrey Michael BratzHjn Advisors, Llp otherAndersen independent RIAOtherSep 18, 2024Oct 10, 2023
Kevin Reid DraudtValeo Financial Advisors, LLC independent RIAAndersen independent RIARIA to RIANov 4, 2022Jul 30, 2024 (634 d)
Daniel Michael GoldsteinCapital One Investing, Inc. independent RIAAndersen independent RIARIA to RIAMay 18, 2022Aug 7, 2024 (812 d)
Dennis Ernesto EliasAfs Financial Group, LLC independent RIAAndersen independent RIARIA to RIAOct 7, 2021Aug 7, 2024 (1035 d)
Rebecca Michelle BlevinsUnited Capital Financial Advisors independent RIAAndersen independent RIARIA to RIAApr 6, 2018Apr 18, 2018
Christina Marie BokorPnc Wealth Management BD affiliatedAndersen independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2018Apr 18, 2018 (44 d)
Christopher James WilliamsCapital Fiduciary Advisors, LLC otherAndersen otherOtherJul 8, 2016May 24, 2016
Brian Gibbon MattoxFortigent, LLC otherAndersen otherOtherJun 7, 2016Jun 2, 2016
Christine Frances BrillMorgan Stanley wirehouseAndersen otherOtherSep 23, 2014May 26, 2016 (611 d)
Brian Steven UllspergerCapital Fiduciary Advisors, Inc. unclassifiedAndersen otherOtherJul 9, 2010Aug 2, 2011 (389 d)
Keegan Fay StroupCapital Fiduciary Advisors, Inc. unclassifiedAndersen otherOtherJul 9, 2010Aug 2, 2011 (389 d)
Adam Scott LevyAlliancebernstein L.P. otherAndersen independent RIAOtherFeb 17, 2006Jul 18, 2024 (6726 d)
Andrew KyriacouErnst & Young Investment Advisers Llp no RAUMAndersen otherOtherJul 11, 2005Feb 28, 2008 (962 d)
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15 moves match.